The FCA has published key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. The supervisory […] [...]

The FCA has announced that ESMA’s temporary intervention measures prohibiting binary options and restricting CFDs being sold to retail clients will become part of UK domestic law when the UK […] [...]

The FCA has issued a decision notice which found that three asset management firms breached competition law. This was the first formal decision made by the FCA under its competition […] [...]

UK and US authorities are taking measures to ensure that the UK’s withdrawal from the EU will not create regulatory uncertainty regarding the derivatives market activity between the UK and […] [...]

The Prudential Regulatory Authority, the FCA and European Insurance and Occupational Pensions Authority (EIOPA) have announced that they have agreed Memoranda of Understanding (MoUs) regarding supervisory cooperation and information-sharing arrangements […] [...]