From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing supervisor of UK cryptoasset businesses under the Money Laundering, Terrorist Financing and Transfer of Funds […] [...]

The FCA has extended the Senior Managers and Certification Regime (SM&CR) to around 47,000 additional firms as of 9 December. The FCA stated that this further extension is a key […] [...]

The FCA has announced that it will ban the mass marketing of speculative mini-bonds to retail consumers. The FCA ban will mean that unlisted speculative mini-bonds can only be promoted […] [...]

From 9 December 2019, MIFID investment firms and optional exempt firms need to use a new form to submit information to the FCA when appointing Non-SMF Directors to, or withdrawing […] [...]

The FCA has fined Tullett Prebon (Europe) Limited £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and […] [...]

The FCA has published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving millions for investors. […] [...]

The FCA has published the complaints figures for regulated firms for the first half of 2019. The data showed an increase in complaints from 3.91m in the second half (H2) […] [...]

The FCA has published Policy Statement PS19/24 in which it has confirmed new rules which apply to certain types of open-ended funds investing in inherently illiquid assets such as property. […] [...]