March, 2024 - Complyport UK Consultancy Service

Enhancing Retirement Income Advice: FCA’s Thematic Review Findings

The FCA has recently circulated a Dear CEO letter based on its thematic review of the retirement income advice market, the results of which have been published in TR24/1 Thematic […] [...]

What is Cybersecurity?

In the digital age, cybersecurity has become a cornerstone for businesses aiming to protect their data and maintain trust with stakeholders. Having robust cybersecurity measures in place is fundamental to […] [...]

1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

Financial crime remains a significant challenge and one that demands collective action and unwavering commitment. In light of recent developments and the evolving landscape, Complyport is delighted to extend an […] [...]

What is the Payment Services (Amendment) Regulations 2024?

Representing a significant step by the UK government, the Payment Services (Amendment) Regulations 2024 aims to enhance the security of payment services and combat payment processing fraud. The policy note […] [...]

SRA Contacts 1,000 Firms on Sanctions Compliance – Five Recommendations on How to Comply

The Solicitors Regulation Authority (SRA) wrote to over 1,000 law firms providing guidance on complying with the UK’s financial sanctions regime in February 2024. Two months on, a reminder of […] [...]

Understanding Market Watch 77: FCA’s Stance on Organised Crime and Market Integrity

In February 2024, the Financial Conduct Authority (FCA) released Market Watch 77, a critical publication that sheds light on the activities of organised crime groups (OCGs) within the financial […] [...]

The FCA’s ambitions for 2024-2025. Here’s what you need to know

FCA Unveils Ambitious Plan for the Upcoming Year The Financial Conduct Authority (FCA) has published its press release announcing its Business Plan for 2024-25, marking the final phase of its […] [...]

Operational Resilience: Act Now not Later

Operational Resilience is the ability of an organisation to prevent, adapt, respond, recover, and learn from operational disruptions that could affect its performance, customers, or stakeholders. It involves identifying […] [...]

Attention UK firms: Kenya and Namibia Designated as Higher Risk by FATF

The Financial Action Task Force (FATF) has revised its list of jurisdictions under increased monitoring. Stay informed and compliant with our latest updates Two new jurisdictions are subject to increased […] [...]

Navigating HMRC AML Registration: Not a one-off exercise

Firms need to be supervised by the HMRC for AML registration if they carry out activities that are covered by the Money Laundering Regulations and they are not already […] [...]

Unlocking Compliance Resourcing Solutions: How Complyport Eases Regulatory Burdens

In today’s rapidly evolving regulatory landscape, staying compliant is a key necessity for businesses across industries. However, finding the right talent with the expertise and experience to navigate these […] [...]

17th April 2024: Internal Audit – Mastering Your Third Line of Defense

As regulations grow more complex, financial services firms face increasing scrutiny of their governance and controls. Robust internal audits are essential to test and evidence compliance across areas like conduct, […] [...]

Proactively engage with and manage your cybersecurity risks with SOC2

SOC 2 is a security and compliance standard that offers guidelines for service organisations to protect sensitive data from unauthorised access, security incidents, and other vulnerabilities. Part of the […] [...]

FCA’s Call to Action: Strengthening Financial Crime Prevention by September 2024

FCA Dear CEO Letter Urges Annex 1 Firms to Address Financial Crime Weaknesses by September 2024 In its Dear CEO letter published Tuesday 5th March 2024, the Financial Conduct […] [...]

The Consumer Duty – Is Your Programme Fit For Purpose?

Recently the FCA has provided feedback regarding the first 6 months of Consumer Duty (“the Duty”) implementation. This has been given through both a speech, delivered by Sheldon Mills, and […] [...]

Month: March 2024

Enhancing Retirement Income Advice: FCA’s Thematic Review Findings

What is Cybersecurity?

1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

What is the Payment Services (Amendment) Regulations 2024?

SRA Contacts 1,000 Firms on Sanctions Compliance – Five Recommendations on How to Comply

Understanding Market Watch 77: FCA’s Stance on Organised Crime and Market Integrity

The FCA’s ambitions for 2024-2025. Here’s what you need to know

Operational Resilience: Act Now not Later

Attention UK firms: Kenya and Namibia Designated as Higher Risk by FATF

Navigating HMRC AML Registration: Not a one-off exercise

Unlocking Compliance Resourcing Solutions: How Complyport Eases Regulatory Burdens

17th April 2024: Internal Audit – Mastering Your Third Line of Defense

Proactively engage with and manage your cybersecurity risks with SOC2

FCA’s Call to Action: Strengthening Financial Crime Prevention by September 2024

The Consumer Duty – Is Your Programme Fit For Purpose?

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