April, 2024 - Complyport UK Consultancy Service

Extension of Sustainability Disclosure Rules to Portfolio Management

Recently the FCA has launched a new consultation paper (CP24/8) to discuss the extension of the Sustainability Disclosure Requirements (SDR) to Portfolio Management services. This regime extension will build on […] [...]

Navigating FCA’s Supervisory Focus: Key Insights for Asset Managers

On the 1st of March 2024, the Financial Conduct Authority (“FCA”) wrote to CEOs in the asset management and alternatives sector with an update to its supervisory approach. We know […] [...]

Webinar Recording – Internal Audit: Mastering Your Third Line of Defence

As regulations grow more complex, financial services firms face increasing scrutiny of their governance and controls. Robust internal audits are essential to test and evidence compliance across areas like conduct, […] [...]

Webinar: AML and Fraud Prevention in the Insurance Sector

With the Financial Conduct Authority (FCA) increasing its focus on compliance in the insurance sector, understanding and adhering to regulatory expectations has never been more crucial. The FCA’s recent actions […] [...]

Insurance Compliance in the Spotlight: Complyport Launches Expert Services

Our industry observations At Complyport, we have observed a pivotal regulatory shift within the insurance sector. This is all but confirmed by the Financial Conduct Authority’s (FCA) Dear CEO […] [...]

Mastering the FCA SMF Interview: 8 Questions Answered

Securing approval as a Senior Management Function (SMF) at an FCA-authorised firm requires passing a rigorous interview with the regulator. With accountability and individual responsibility at the center of the […] [...]

Unlocking Compliance Resourcing Solutions: How Complyport Eases Regulatory Burdens

In today’s rapidly evolving regulatory landscape, staying compliant is a key necessity for businesses across industries. However, finding the right talent with the expertise and experience to navigate these complexities […] [...]

Adopting a Holistic Approach to Combating Financial Crime: An Interview with Nicola Christofides, Assistant Director, Complyport

Nicola Christofides, Assistant Director of Compliance at Complyport, gave a recent interview with The Compliance Digest where she discussed adopting a holistic approach to combating financial crime. She tackles fraud, […] [...]

Are You Treating Your Customers Fairly?

Creating a culture of fairness in customer treatment is not just a regulatory requirement; it’s a cornerstone of trust and integrity for firms in the financial services industry. Firms seeking […] [...]

Month: April 2024

Extension of Sustainability Disclosure Rules to Portfolio Management

Navigating FCA’s Supervisory Focus: Key Insights for Asset Managers

Webinar Recording – Internal Audit: Mastering Your Third Line of Defence

Webinar: AML and Fraud Prevention in the Insurance Sector

Insurance Compliance in the Spotlight: Complyport Launches Expert Services

Mastering the FCA SMF Interview: 8 Questions Answered

Unlocking Compliance Resourcing Solutions: How Complyport Eases Regulatory Burdens

Adopting a Holistic Approach to Combating Financial Crime: An Interview with Nicola Christofides, Assistant Director, Complyport

Are You Treating Your Customers Fairly?

INSIGHTS & EXPERTISE

NEWS & EVENTS

Webinar: Beyond Compliance: What the 2025 Consumer Duty Report Tells Us

Webinar: Unlocking the Power of ViCA, Your AI-Powered Virtual Compliance Assistant

Online Training Course: Your MLRO Training Day

Webinar: Navigating the IFPR Impact: Good and Poor Practices Observed

In-Person Training Course: Your MLRO Training Day

In-Person Training Course: Your MLRO Training Day

Subscribe for Exclusive Regulatory News and Updates

Member of:

Accredited by:

Member of:

Accredited by:

Global Offices

Complyport (UK)

Complyport (UAE)

Complyport (EU)

Connect With Us