logo
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
      • UAE Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 1 Compliance
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Menu
  • Search
Get a Quote
logo
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
      • UAE Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 1 Compliance
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Get a Quote
Menu
  • Search

Day: 1 October 2024

Complyport UK Consultancy Service > Blog > 2024 > October > 01
  • 01 October 202424 September 2024
  • Latest News

Good Practice and Areas to Improve – Appointed Representative Principals

Introduction On 8th December 2022 the Financial Conduct Authority (“FCA”) set out new rules and enhanced expectations for Principal firms in PS22/11. For more information on the changes made by […] [...]

Read More

INSIGHTS & EXPERTISE

Proactive monitoring and assessment of international Regulatory News and Industry Developments.
  • The Regulatory Gateway for Financial Promotions is Here

toparrow

The Regulatory Gateway for Financial Promotions is Here

  • Navigating KYC Challenges in 2024: Insights from the Q&A Session

toparrow

Navigating KYC Challenges in 2024: Insights from the Q&A Session

  • Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

toparrow

Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

  • Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

toparrow

Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

NEWS & EVENTS

Webinar: KYC Remediation: Do It Right the First Time

Webinar: Outsourcing Compliance for Smaller Firms: A Strategic Advantage

Webinar: Consumer Duty Board Reports – Year Two

Webinar: Decoding the FCA’s 2025–2030 Strategy – What It Means for Firms

Webinar: The Future of Managed KYC & AML Services

Online Training Course: Your MLRO Training Day

logo
Established in 2001, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team.

Subscribe for Exclusive Regulatory News and Updates

Please enable JavaScript in your browser to complete this form.
Loading
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
      • UAE Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 1 Compliance
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Menu
  • Terms and Conditions
  • Client Disclosures
  • Anti-Slavery Policy
  • CSR and ESG Policy
  • Privacy Policy
  • Cookie Policy

Member of:

Brand Name : Brand Short Description Type Here.
Brand Name : Brand Short Description Type Here.
Brand Name : Brand Short Description Type Here.

Accredited by:

Brand Name : Brand Short Description Type Here.
Brand Name : Brand Short Description Type Here.
logo
Established in 2001, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team.

Member of:

Brand Name : Brand Short Description Type Here.
Brand Name : Brand Short Description Type Here.
Brand Name : Brand Short Description Type Here.

Accredited by:

Brand Name : Brand Short Description Type Here.
Brand Name : Brand Short Description Type Here.
Menu
  • About
    • About us
    • Management
    • Our Group
    • Career
      • Work with us
      • Graduate Training Programme
    • Global Reach
    • CSR
  • Sectors
  • Services
    • Authorisations & Applications
      • FCA & PRA Authorisations
      • FCA Interview Preparation
      • FCA Perimeter Guidance
      • FCA Sandbox
      • HMRC Registrations
      • Change in Control
      • Variation of Permission
      • EU & International Authorisations
      • UAE Authorisations
    • Compliance Support & Advisory
      • AR Monitoring Services
      • Consumer Duty
      • Ongoing Compliance Support
      • Governance, Risk & Compliance
      • SMCR Support Services
      • Retail Financial Services Compliance
      • Financial Promotion Compliance Support
      • Investment Firm Prudential Regime Support
      • Pension Switching & DB Pension Transfers
    • KYC/AML Managed Services
      • Compliance Staff Solutions
      • Outsourced Solutions
      • Remediation Solutions
    • Financial Crime
      • AML Health Checks
      • HMRC Supervision
      • AML Policies, Procedures & Controls
      • Financial Crime Assurance Review
      • BWRA Support
      • Rep-Crim
      • KYC/CDD/EDD
      • AML Training
      • Annual Retainer
      • Sanctions Framework Review
    • Internal Audit & Health Checks
      • Compliance Health Checks
      • Thematic Reviews
    • Skilled Person s166 & Expert Witness
      • Expert Witness
      • Skilled Person Reviews & Regulatory Investigations (Section 166)
    • Compliance Resourcing
      • Compliance Resourcing Solutions
      • DPO Support As a Service
    • Operational Resilience
      • FCA Operational Resilience Policy (PS21/3)
      • IT and Cybersecurity Audit
      • REP018 Operational & Security Risk Report
      • SOC 1 Compliance
      • SOC 2 Compliance
      • DORA
    • Prudential & Regulatory Reporting
      • Risk Management Consulting
      • Prudential Advice & Support
      • MIFIDPRU 8 Disclosures Support
      • ICARA Support Services
      • IFPR
      • AIFMD Reporting
      • RegData Support Services
    • Insurance Advisory
    • Trade and Transaction Reporting Solutions
      • EMIR, MiFIR & SFTR Transaction Reporting
      • EMIR, MiFIR & SFTR Advisory Support
    • ESG Services
    • Digital & Operational Transformation Consulting
    • Training
      • Executive Training
      • MLRO Training
      • FCA Interview Preparation
      • eLearning Platform
  • Technology
    • ViCA
    • ComplyPortal
    • MAP FinTech
    • Compliance Monitoring & Learning Solution (CLMS)
  • Resources
    • Insights & Articles
    • Upcoming Webinars & Events
    • Webinars on Demand
    • Library
  • Contact
Menu
  • Terms and Conditions
  • Client Disclosures
  • Anti-Slavery Policy
  • CSR and ESG Policy
  • Privacy Policy
  • Cookie Policy

Global Offices

Complyport (UK)

34 Lime Street
London
EC3M 7AT
United Kingdom
+44 (0)20 7399 4980
info@complyport.co.uk

Complyport (UAE)

Emirates Financial Towers
South Tower
Level 3, Office 308
DIFC, Dubai
United Arab Emirates
info@ae.complyport.com

Complyport (EU)

2 Diagorou
ERA House
Ground Floor, 1097
Nicosia
Cyprus
info@cy.complyport.com

Connect With Us

© Complyport 2025 | All Rights Reserved.