Established in 2001, Complyport is one of the UK’s largest independent compliance consulting firms supporting the UK financial services industry for over 22 years. We specialise in providing Governance, Risk and Compliance services combining former Regulators, industry practitioners and legally qualified individuals to offer our clients a diverse and qualified team to help drive compliance and business solutions.

Complyport advises and assists firms to become authorised and to comply with the rules and requirements on an ongoing basis. We are there for our clients every step of the way, helping them change, grow and excel through expertise, insight and innovation. We support clients across all areas of the financial services market. In the wholesale markets this includes investment management, securities brokerage, banking, venture capital, private equity, corporate finance, social finance and capital introduction. In the retail markets, this includes banking, insurance, wealth and consumer credit.

We have successfully assisted over 1000 firms to become authorised with the FCA and are providing regulatory support to over 600 regulated, global firms on an ongoing basis. With offices in the UK, Cyprus (EU) and UAE and a committed international network, we can address international regulatory issues in the UK, the EU, Switzerland, the Middle East, the US, Australia, New Zealand and Asia.

Complyport offers full support across the regulatory landscape including advisory, assurance, financial reporting, capital adequacy assessments and compliance training as well as a suite of online RegTech and fully electronic KYC solutions to enable continued compliance with regulatory obligations. We conduct audits and reviews of products, processes, policies and procedures to determine the impact of regulatory developments and to verify compliance with local regulations.

In addition to our responsibilities to our clients and business, we feel passionately that all of us can and should give back to our communities. Our Corporate Social Responsibility programme reflects this belief, ensuring that we actively contribute to the communities we serve—a tangible commitment that is more important now than ever.

As a member of the Association of Professional Compliance Consultants (APCC), a national association of professional consultants supported by the FCA, Complyport is dedicated to upholding the highest standards of compliance and ethical practice in everything we do.