Complyport is pleased to have presented our webinar ‘Implementing Vulnerable Customers policies and processes that work’, held on 2 August 2021. This webinar was presented in collaboration with the London […] [...]
The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure […] [...]
On 7 July 2021, the FCA, the PRA and the Bank of England published a discussion paper on regulatory plans to improve diversity and inclusion in financial services. In the discussion […] [...]
On 29 June 2021, the FCA published Policy Statement PS21/6 which is the first of the Policy Statements issued to introduce the UK Investment Firms Prudential Regime (IFPR). IFPR is […] [...]
On 28 June 2021, the FCA announced that it had fined claims management company, Crosfill & Archer Claims Limited, £110,000. This fine was for making unsolicited telemarketing calls to people […] [...]
On 30 June 2021, the FCA published its review of host Authorised Fund Management firms. The FCA wanted to test the viability of the host Authorised Fund Manager (AFM) business […] [...]
On 17 June 2021, the FCA published research estimating that 2.3 million adults now hold cryptoassets (up from 1.9 million last year). 78% of adults have now heard of cryptoassets, […] [...]
On 3 June 2021, the FCA announced it would extend the end date of the Temporary Registrations Regime (TRR) for existing cryptoasset businesses from 9 July 2021 to 31 March […] [...]
On 5 July 2021, the FCA confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022. The new rules will introduce […] [...]
On 6 July 2021, the FCA published a review of 18 fund managers between July 2020 and May 2021, covering different business models and sizes, and found most had not […] [...]
In July 2021, the Financial Action Task Force (FATF) issued recommendations on Opportunities and Challenges of New Technologies for Anti-Money Laundering/Countering the Financing of Terrorism. New technologies can improve the […] [...]
The FCA has published a report on change and innovation in the unsecured consumer credit market following a Review from its former Interim Chief Executive, Christopher Woolard, setting out a […] [...]
Aim of the Webinar 2020 was a year that demanded seismic shifts in the way organisations conducted their business. Most of us had to rapidly develop and deploy new processes […] [...]
New Survey of Financial Services firms: 63% do not believe Government has done enough to resolve “equivalence issue” with EU Growing disquiet from financial services towards the Government at the […] [...]
Written by Mike Dalmiras The UK left the EU on 31 January 2020. Since then, EEA financial services firms in the UK have operated under existing regulatory rules in a […] [...]
A wonderful serenity has taken posseson of my entire soung like these sweet mornings spring whch enjoy with my whole heart I am alone and feel the charm of exstenceths […] [...]
A wonderful serenity has taken posseson of my entire soung like these sweet mornings spring whch enjoy with my whole heart I am alone and feel the charm of exstenceths […] [...]
A wonderful serenity has taken posseson of my entire soung like these sweet mornings spring whch enjoy with my whole heart I am alone and feel the charm of exstenceths […] [...]
A wonderful serenity has taken posseson of my entire soung like these sweet mornings spring whch enjoy with my whole heart I am alone and feel the charm of exstenceths […] [...]
A wonderful serenity has taken posseson of my entire soung like these sweet mornings spring whch enjoy with my whole heart I am alone and feel the charm of exstenceths […] [...]
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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