AUTHORISATIONS AND APPLICATIONS
Navigating the complexities of authorisations and applications in the financial services industry can be challenging. Ensuring your firm meets regulatory requirements and secures the necessary approvals is essential for your operations and growth. With our extensive expertise in regulatory compliance, we guide you through every step of the process. Our dedicated team offers strategic advice, detailed documentation assistance and support to ensure your submissions are accurate, timely and aligned with regulatory expectations.
expert guidance through the authorisation process
Complyport offers a comprehensive suite of services designed to support financial firms in navigating regulatory landscapes and achieving compliance. Our offerings include:
FCA AND
PRA APPLICATIONS
Handling the complexities of FCA and PRA authorisations can be a challenging task, requiring careful attention. Our expert consultants provide comprehensive support throughout the application process, ensuring all regulatory requirements are meticulously met.
HMRC
REGISTRATIONS
Securing HMRC registrations is critical for entities that have legal obligations to the UK tax authority. These registrations are essential for compliance with tax laws, eligibility for certain benefits or reliefs, and the proper functioning of businesses and individuals within the UK’s tax framework.
EU AND INTERNATIONAL AUTHORISATIONS
Expanding your business into the EU and international markets requires navigating a myriad of regulatory landscapes. Our specialists are well-versed in the authorisation requirements across multiple jurisdictions, providing tailored solutions to ensure compliance.
Change in
Control
A change in control within a regulated firm demands careful attention to compliance obligations. Our consultants are adept at managing these transitions, ensuring all necessary notifications and approvals are obtained promptly. We help you navigate the regulatory complexities,
Variation of
Permissions
As your business evolves, so too may your regulatory permissions. Whether expanding services or modifying existing permissions, our team offers expert guidance on applying for variations. We work closely with you to prepare comprehensive applications that meet regulatory standards, ensuring your permissions accurately reflect your business activities and strategic objectives.
FCA Interview Preparation
Facing an FCA interview may be a daunting and demanding experience. Our seasoned consultants provide thorough preparation services, equipping you with the knowledge and confidence you need to succeed. We simulate interview scenarios, offer strategic advice and ensure you are well-prepared to articulate your compliance measures and business practices effectively.
Perimeter
Guidance
Understanding the regulatory perimeter is crucial for compliance and operational integrity. Our experts offer clear, actionable guidance on navigating the FCA’s perimeter guidance, helping you determine whether your activities fall within regulatory scope. We provide ongoing support to ensure your business remains compliant and avoids inadvertent and costly breaches.
key figures
Over
24 Years
Providing Compliance Excellence
Over
1,500
Successful FCA and EU Authorisations
Over
700
Active Firms Receiving Regulatory Support
How Complyport Compares
WHAT OUR CLIENTS SAY
OUR EXPERTS
With Complyport’s expertise, firms can confidently navigate the complexities of regulatory requirements and ensure compliance across all areas of operation.
Alla Konnikov
+44 (0)20 7399 4980
akonnikov@complyport.co.uk
HOW CAN WE HELP?
With our extensive expertise in regulatory compliance, we guide you through every step of the process. Our dedicated team offers strategic advice, detailed documentation assistance and support to ensure your submissions are accurate, timely and aligned with regulatory expectations. Our aim is to bring your ideas and commercial aspirations into compliant regulated solutions, despite the challenges.
