Why us

With more than 20 years of experience as governance, risk, and compliance consultants, our Group have helped over 1,000 firms in the financial services industry to get authorised with the FCA and European Union Regulators. With this impeccable track record and our vast experience, we are well placed to advise financial services firms on FCA and EU application and authorisation best practise. We can also provide insight to ensure your FCA and/or EU authorisation is accepted with as little fuss as possible.

Within the Authorisation service, Complyport’s experts will supply your company with all its compliance documents, policies and procedures to ensure you are up to date and ready to trade once the Authorisation is successful.

How we can Help

With Complyport’s pan European coverage, we assist firms who are looking to be authorised outside of the UK as well. Based on our expertise and experience, the following is a full list of European jurisdictions in which we can manage financial services authorisations:

Interested in learning more about our services?

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    Watch our FCA Authorisation Webinar

    The impact of Covid 19 and Brexit have both added another layer of complexity to an already rigorous and complicated process of getting your firm authorised by The FCA. Now more than ever, the regulator is looking for businesses wishing to carry out prescribed ‘regulated activities’ to demonstrate that they have robust systems and controls needed to manage regulatory risks and a firm-wide understanding of the FCA’s current priorities like ‘Culture and Conduct’ and ‘Purpose’ that drive better customer outcomes.

    In this webinar we discuss:

    • What questions FCA case officers are asking applicants in 2021?
    • Why the regulator rejects authorisations
    • How to assure the regulator senior managers are competent
    • How to maintain and evidence ongoing FCA compliance