The legal and regulatory landscape that governs capital markets firms has seen unprecedented reform in recent years. Changes include the enactment of the Financial Services and Markets Act 2023 following Brexit, the introduction of ESG, the Consumer Duty, and a complete overhaul of the UK capital markets framework to list a few.
Capital markets have seen the introduction of fundamental changes to the way the sector must conduct business. These changes are set to persist as the FCA and UK government continue to distance themselves from EU law, increase supervision and heighten scrutiny. Capital markets firms face many challenges in correctly interpreting and implementing complex regulation.
We have over 22 years’ experience helping firms understand and comply with complicated regulations. Lending services providers we support include:
At Complyport we have been able to utilise our specialist knowledge of compliance, regulation, and due diligence to offer our support to the capital markets sector to navigate the increasingly complex regulatory environment. Now more than ever, utilising a trusted advisor to guide firms and provide clarity can be a great asset for firms. Our capital markets service offering includes:
Complyport has been able to assist well-known capital markets businesess to stay ahead of the curve. Contact us for further information on how we can assist you.
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