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MiFID II and the Senior Managers Regime

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CEO Paul Grainger Left and Associate Director Peter Carlisle presented at the event along with Fox Williams LLP Partner Peter Wright

Complyport & Alexander Lloyd hosted a breakfast seminar on MiFID II and the Senior Managers Regime with a Governance Risk and Compliance (GRC) perspective.

Click here to see slides

 

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Established in 2001, Complyport combines former regulators, industry practitioners and legally qualified individuals to offer our clients an unparalleled, professional team.
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