New form to notify FCA of management body changes for non-SMF Directors

From 9 December 2019, MIFID investment firms and optional exempt firms need to use a new form to submit information to the FCA when appointing Non-SMF Directors to, or withdrawing them from, their management body.

If a firm’s management body changes, the firm will need to download the form, complete it and email it to the FCA via NonSMFNotification@fca.org.uk.

This is a temporary process. From Q1 2020, firms will be able to submit the form via Connect.

https://www.fca.org.uk/news/news-stories/mifid-investment-firms-will-need-use-new-form-notify-fca-management-body-changes-non-smf-directors

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