Welcome to our Global site – choose your Jurisdiction

Welcome to our Global site – choose your Jurisdiction

Quarterly Consultation Paper

The FSA has published Quarterly Consultation Paper CP10/15 (‘QCP’) which contains proposed changes to various parts of the Handbook.

It is not the best composed paper as not only does it already come with an addendum but the proposed changes to the approved persons regime in SUP that should be in Appendix 12 of the QCP turn out to contain changes to the FSA003 (‘Capital adequacy’) and supporting completion guidance notes.

The consultation period ends 6 September (except for the proposed changes to the liquidity regime where the closing date is 13 August).

Why Choose Complyport?

Extensive Regulatory Expertise

With over 25 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Client-Centric Approach

We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Innovative Fintech, Regtech and AI Solutions

Leveraging cutting-edge fintech, regtech and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

Key Figures

Over 25 Years

Providing Compliance
Excellence

Over 1,500

Successful FCA, EU and UAE
Authorisations

Over 1,000

Active Firms Receiving Regulatory
Support

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