Retail financial services represent an important sector in the UK financial industry and large institutions now share the market with small and medium-size firms competing to provide retail financial services to individual consumers.
Whether you are an existing retail financial services firm, or newly applying for authorisation, or are an overseas retail financial services provider seeking to enter the UK regulated market, at Complyport we bring together our specialist knowledge and experience of compliance, regulation, and due diligence to offer clients the opportunity to navigate the increasingly complex regulatory environment.
All FCA regulated firms that provide products and services to or have any material influence on the retail market must now comply with the Consumer Duty. Specifically, these firms must ensure proper governance, systems and controls, policies, and procedures are updated to meet these obligations.
We have over 22 years’ experience helping firms navigate and interpret complicated regulations, such as the Consumer Duty. Retail financial service providers we support include:
Our experienced team closely monitor the regulatory landscape and help our clients to maintain the highest levels of regulatory compliance.
Complyport has been able to assist well-known retail financial services providers to stay ahead of the curve. Contact us for further information on how we can assist you.
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