Financial Crime - Complyport UK Consultancy Service

The EU Anti-Money Laundering Reforms: Everything You Need to Know

The European Union’s new Anti-Money Laundering (AML) reforms are set to transform the financial sector with the establishment of the Anti-Money Laundering Authority (AMLA). The new EU authority, which will […] [...]

Cryptoasset AML/CTF regime: Meeting the FCA’s expectations to register as a Cryptoasset Service Provider (“CASP”)

The popularity of Cryptoasset Service Providers (“CASPs”) has surged in recent years, driven by a combination of technological advancements, growing interest in cryptocurrencies and increased adoption by both retail and […] [...]

Understanding HMRC’s Role in AML Supervision

What is HMRC AML supervision? His Majesty’s Revenue and Customs (HMRC) Anti-Money Laundering (AML) supervision refers to the oversight provided by the authority under the Money Laundering, Terrorist Financing and […] [...]

Financial Crime Guide Updates: Here’s what you should know

The Financial Conduct Authority (FCA) has recently released a consultation paper (CP), CP24/9 (CP), proposing updates to its Financial Crime Guide (Guide). This publication reflects the FCA’s ambition to reduce […] [...]

Navigating FCA’s Supervisory Focus: Key Insights for Asset Managers

On the 1st of March 2024, the Financial Conduct Authority (“FCA”) wrote to CEOs in the asset management and alternatives sector with an update to its supervisory approach. We know […] [...]

Webinar: AML and Fraud Prevention in the Insurance Sector

With the Financial Conduct Authority (FCA) increasing its focus on compliance in the insurance sector, understanding and adhering to regulatory expectations has never been more crucial. The FCA’s recent actions […] [...]

Insurance Compliance in the Spotlight: Complyport Launches Expert Services

Our industry observations At Complyport, we have observed a pivotal regulatory shift within the insurance sector. This is all but confirmed by the Financial Conduct Authority’s (FCA) Dear CEO […] [...]

Adopting a Holistic Approach to Combating Financial Crime: An Interview with Nicola Christofides, Assistant Director, Complyport

Nicola Christofides, Assistant Director of Compliance at Complyport, gave a recent interview with The Compliance Digest where she discussed adopting a holistic approach to combating financial crime. She tackles fraud, […] [...]

1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

Financial crime remains a significant challenge and one that demands collective action and unwavering commitment. In light of recent developments and the evolving landscape, Complyport is delighted to extend an […] [...]

1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

What is the Payment Services (Amendment) Regulations 2024?

Representing a significant step by the UK government, the Payment Services (Amendment) Regulations 2024 aims to enhance the security of payment services and combat payment processing fraud. The policy note […] [...]

SRA Contacts 1,000 Firms on Sanctions Compliance – Five Recommendations on How to Comply

The Solicitors Regulation Authority (SRA) wrote to over 1,000 law firms providing guidance on complying with the UK’s financial sanctions regime in February 2024. Two months on, a reminder of […] [...]

Understanding Market Watch 77: FCA’s Stance on Organised Crime and Market Integrity

In February 2024, the Financial Conduct Authority (FCA) released Market Watch 77, a critical publication that sheds light on the activities of organised crime groups (OCGs) within the financial […] [...]

The FCA’s ambitions for 2024-2025. Here’s what you need to know

FCA Unveils Ambitious Plan for the Upcoming Year The Financial Conduct Authority (FCA) has published its press release announcing its Business Plan for 2024-25, marking the final phase of its […] [...]

Attention UK firms: Kenya and Namibia Designated as Higher Risk by FATF

The Financial Action Task Force (FATF) has revised its list of jurisdictions under increased monitoring. Stay informed and compliant with our latest updates Two new jurisdictions are subject to increased […] [...]

Navigating HMRC AML Registration: Not a one-off exercise

Firms need to be supervised by the HMRC for AML registration if they carry out activities that are covered by the Money Laundering Regulations and they are not already […] [...]

FCA’s Call to Action: Strengthening Financial Crime Prevention by September 2024

FCA Dear CEO Letter Urges Annex 1 Firms to Address Financial Crime Weaknesses by September 2024 In its Dear CEO letter published Tuesday 5th March 2024, the Financial Conduct […] [...]

Navigating KYC Challenges in 2024: Insights from the Q&A Session

In our recent webinar “KYC: Challenges and Best Practices for 2024“, we brought together industry experts to discuss the evolving landscape of Know Your Customer (KYC) processes. The following Q&A […] [...]

Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

With the changes to the Money Laundering Regulations now in effect from the 10th of January 2024, prompted by the Nigel Farage/Coutts scandal and the subsequent review of the treatment […] [...]

Cryptoassets: The Importance of Internal Audit for FCA AML/CFT Compliance

The Financial Conduct Authority (“FCA”) recently published a memo related to companies dealing in cryptoassets. The update sets out requirements as part of the wider rules and guidance for cryptoasset […] [...]

Tag: Financial Crime

The EU Anti-Money Laundering Reforms: Everything You Need to Know

Cryptoasset AML/CTF regime: Meeting the FCA’s expectations to register as a Cryptoasset Service Provider (“CASP”)

Understanding HMRC’s Role in AML Supervision

Financial Crime Guide Updates: Here’s what you should know

Navigating FCA’s Supervisory Focus: Key Insights for Asset Managers

Webinar: AML and Fraud Prevention in the Insurance Sector

Insurance Compliance in the Spotlight: Complyport Launches Expert Services

Adopting a Holistic Approach to Combating Financial Crime: An Interview with Nicola Christofides, Assistant Director, Complyport

1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

1st May 2024: Financial Crime: The FCA’s 4 areas of focus Networking Breakfast

What is the Payment Services (Amendment) Regulations 2024?

SRA Contacts 1,000 Firms on Sanctions Compliance – Five Recommendations on How to Comply

Understanding Market Watch 77: FCA’s Stance on Organised Crime and Market Integrity

The FCA’s ambitions for 2024-2025. Here’s what you need to know

Attention UK firms: Kenya and Namibia Designated as Higher Risk by FATF

Navigating HMRC AML Registration: Not a one-off exercise

FCA’s Call to Action: Strengthening Financial Crime Prevention by September 2024

Navigating KYC Challenges in 2024: Insights from the Q&A Session

Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

Cryptoassets: The Importance of Internal Audit for FCA AML/CFT Compliance

INSIGHTS & EXPERTISE

NEWS & EVENTS

Webinar: Cutting Compliance Costs – The Case for Strategic Outsourcing

Women in Compliance: Navigating Challenges & Embracing Opportunities

Webinar: The FCA’s Greenwashing Regulations are Now in Effect – What Does this Mean?

Online Training Course: Your MLRO Training Day

In-Person Training Course: Your MLRO Training Day

Webinar: Is Your AML Compliance Robust Enough?

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