Regulatory Applications

In addition to our all-encompassing FCA authorisation service, our team have extensive experience in dealing with changes to licenses and other regulatory applications including, Variation of Permission (VoP), Changes in Control and, Change in Legal Status.

We can assist and project manage the process. This includes constructing and completing your applications online, reviewing the appropriate supporting material to demonstrate to the FCA how you will meet (or continue to meet) the Threshold Conditions.

We will use our experience of dealing with the FCA to support and guide you through the process, addressing any questions as they arise and advising on best approach. We work with you to ensure that you are given the appropriate license (Scope of Permission) so you have the necessary capabilities and enough flexibility to satisfy future growth.

We can advise and assist with your regulatory business plan and necessary financial projections.

We can help dealing with the FCA, preparing responses for any queries raised and where required dealing directly with your case officer.