Supporting the financial services industry with compliance guidance, advice and best practise for 20 years.
At Complyport, we specialise in providing practical, hands-on Governance, Risk and Compliance support to financial services firms. Our multidisciplinary consultants are experts in advising and assisting firms in their journey to become authorised and to comply with the rules and requirements of regulators on an ongoing basis.
From smaller specialist firms to cross border interdisciplinary organisations, Complyport can provide bespoke support that fits your firm today as well as matches your future growth. Our consultants have experience dealing with firms across the spectrum of financial services, from consumer credit to banks, asset managers to broker dealers, insurance specialists to electronic money & payment institutions and everything in between.
Successful FCA and EU Authorisations
Active firms receiving regulatory support
Insights & Expertise
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Key regulatory information: Directory Persons data submission deadline ...
All firms under the obligations of SM&CR must have identified, certified & assessed their Certified Staff (“Directory Persons”) and …
Basel Committee proposes amendments to rules on haircut ...
On 26 January 2021, the Basel Committee on Banking Supervision published for consultation two technical amendments to the standard …