who we are

We specialise in providing practical, hands-on Governance, Risk and Compliance support to financial services firms. Our multidisciplinary consultants are experts in advising and assisting firms in their journey to become authorised.
Complyport is part of the FCA’s Skilled Persons’ Panel and has been assessed and approved by HM Revenue & Customs Economic Crime Supervision and is HMRC registered as a company service provider for Anti-Money Laundering purposes (registration number: XCML00000182265).

CONTACT US FOR ASSISTANCE

Events & Webinars

Apr
30
Wednesday,
09:30 am-04:30 pm
In-Person Training Course With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained...
34 Lime Street, London, EC3M 7AT
May
06
Tuesday,
11:00 am-11:30 am
Description:Since its implementation, the Investment Firms Prudential Regime (IFPR) has introduced a transformative framework for investment firms in the UK. While many firms have successfully adapted, others have...
Live online – Zoom
May
16
Friday,
10:00 am-05:00 pm
Your MLRO Training DayWith regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever...
Live online – Zoom
May
29
Thursday,
11:00 am-11:00 am
Description:Managing a Section 166 remediation while tackling backlog clearing requires a structured, risk-based approach to ensure regulatory compliance and operational efficiency. In this expert-led session, Howard Baxter, Head...
Live online – Zoom

key figures

Over

22 Years

Providing Compliance Excellence

Over

1,500

Successful FCA and EU Authorisations

Over

700

Active Firms Receiving Regulatory Support