About Complyport
Supporting the financial services industry with compliance guidance, advice and best practise for 22 years.
At Complyport, we specialise in providing practical, hands-on Governance, Risk and Compliance support to financial services firms. Our multidisciplinary consultants are experts in advising and assisting firms in their journey to become authorised and to comply with the rules and requirements of regulators on an ongoing basis.
From smaller specialist firms to cross border interdisciplinary organisations, Complyport can provide bespoke support that fits your firm today as well as matches your future growth. Our consultants have experience dealing with firms across the spectrum of financial services, from consumer credit to banks, asset managers to broker dealers, insurance specialists to electronic money & payment institutions and everything in between.
Complyport has been assessed and approved by HM Revenue & Customs Economic Crime Supervision and is HMRC registered as a company service provider for Anti-Money Laundering purposes (registration number: XCML00000182265)
Our Services
FCA Regulatory Applications
Compliance Support & Advisory
Operational Resilience & Cyber Security
Skilled Person s166 & Expert Witness
Prudential, Capital Adequacy & Regulatory Reporting
Internal Audit & Compliance Health Checks
Compliance Training
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Insights & Expertise
Our Insights & Articles
CP22/23 – Consultation Paper on Fees and Levies ...
The FCA has recently published its Consultation Paper on Regulatory fees and levies: policy proposals for 2024/25, which sets …
The FCA’s Investment Firms Prudential Regime (IFPR) Observations ...
The UK Financial Conduct Authority (FCA) recently completed a review of investment firms' implementation of the Internal Capital and …
AI-Powered Financial Firms: Navigating the Future
This November, the UK has been at the forefront of Artificial Intelligence (“AI”) discussions, with Prime Minister Rishi Sunak …
Internal Audit – Your Third Line of Defence ...
As regulations grow more complex, financial services firms face increasing scrutiny of their governance and controls. Robust internal audits …