Financial Crime Assurance Review

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Comprehensive Financial Crime Assurance Review for Robust Risk Management

In the ever-evolving landscape of financial crime, having a robust and resilient financial crime prevention framework is crucial. Complyport’s Financial Crime Assurance Review service provides a thorough evaluation of your existing controls and frameworks, helping strengthen your defences against internal and external financial crime threats.

A Financial Crime Assurance Review offers firms an independent, expert evaluation of their financial crime policies, systems, and controls. Sometimes referred to as a ‘Financial Crime Compliance Audit’ or ‘AML Compliance Audit’ this process assesses the adequacy and effectiveness of a firm’s approach to managing financial crime risks. 

OUR SERVICES
  • Control Assessment: Conduct a detailed assessment of your financial crime prevention controls, identifying strengths and areas for improvement.
  • Framework Evaluation: Evaluate your overall financial crime prevention framework, ensuring it is comprehensive and effective.
  • Gap Analysis: Perform a gap analysis to identify weaknesses in your current measures and provide actionable recommendations for remediation.
  • Compliance Review: Review and map your compliance programme with relevant regulations and industry best practices, ensuring your measures are aligned with current standards.
key benefits
  • Enhanced Defences: Our comprehensive review helps strengthen your financial crime prevention measures, reducing the risk of inadvertent omissions or financial crime activities.
  • Regulatory Compliance: We ensure your controls and frameworks meet regulatory requirements, minimising the risk of non-compliance and penalties.
  • Actionable Insights: Our detailed reports provide specific, actionable recommendations to improve your financial crime defences.
  • Tailored Support: We customise our services to meet your unique needs and risk profile, ensuring our recommendations are practical and effective.
Our Process
  • Initial Consultation: We start with an in-depth consultation to understand your business, risk appetite and existing financial crime measures.
  • Control and Framework Review: Our team conducts a thorough review of your controls and frameworks, identifying both the strengths as well as areas for improvement.
  • Gap Analysis and Recommendations: We perform a gap analysis and provide detailed recommendations for enhancing your financial crime prevention measures.
  • Implementation Support: We offer ongoing support to help implement the recommendations to continuously improve your financial crime defences.
get started

Bolster your financial crime prevention with Complyport’s Financial Crime Assurance Review. Our experts will conduct a thorough assessment of your current practices and provide actionable insights to fortify your financial crime prevention strategies. Contact us today to schedule your initial consultation and take the first step towards a more secure and compliant future.

Thomas Salmon-Complyport

Thomas Salmon
Solutions Executive

+44 (0)20 7399 4980 thomas.salmon@complyport.co.uk

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Kumar Ved
Managing Director

+44 (0)20 7399 4980
kumar.ved@complyport.co.uk

Nicola Christofides
Assistant Director

+44 (0)20 7399 4980
nicola.christofides@complyport.co.uk

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Kumar Ved
Managing Director

+44 (0)20 7399 4980
kumar.ved@complyport.co.uk

Why choose Complyport?

Extensive Regulatory Expertise

With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Client-Centric Approach

We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.

Innovative Fintech, Regtech, and AI Solutions

Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

key figures

Over

22 Years

Providing Compliance Excellence

Over

1,000

Successful FCA and EU Authorisations

Over

600

Active Firms Receiving Regulatory Support
COntact us for assistance

Please fill our free consultation form and a member of our team will get in contact with you.