FCA and PRA Authorisations

FCA and PRA Authorisations

Navigating the complexities of obtaining authorisations from the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) can be daunting. At Complyport, through a simple five step plan we simplify this process for applicants, ensuring a smooth and efficient path to compliance.

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expert guidance for FCA and PRA Authorisations

Navigating the complexities of obtaining authorisations from the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) can be daunting. At Complyport, through a simple five step plan we simplify this process for applicants, ensuring a smooth and efficient path to compliance.

our services - 5 step plan
  1. Comprehensive application preparation up to submission.
  2. Guidance on regulatory requirements and threshold conditions.
  3. Liaising with the FCA and PRA throughout the authorisation process.
  4. Development of business plans and financial projections and relevant policies/manuals.
  5. Compliance training and ongoing support post-authorisation.
key benefits
  • Expertise in regulatory frameworks ensures accurate and efficient submissions.
  • Reduced risk of application rejection.
  • Timely responses to regulatory inquiries.
  • Ongoing support to maintain compliance and threshold conditions.

Achieving FCA and PRA authorisation is critical for your business operations. With Complyport’s expert guidance, you can confidently navigate the regulatory landscape, ensuring compliance and operational success.

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Ready to start your authorisation journey? Book a call with one of our experts today.

Thomas Salmon-Complyport

Thomas Salmon
Solutions Executive

+44 (0)20 7399 4980 thomas.salmon@complyport.co.uk

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Kumar Ved
Managing Director

+44 (0)20 7399 4980
kumar.ved@complyport.co.uk

Why choose Complyport?

Extensive Regulatory Expertise

With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Client-Centric Approach

We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.

Innovative Fintech, Regtech, and AI Solutions

Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

key figures

Over

22 Years

Providing Compliance Excellence

Over

1,000

Successful FCA and EU Authorisations

Over

600

Active Firms Receiving Regulatory Support

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