Investment Firm Prudential Regime Support
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Enhanced Risk and Prudential Management under IFPR
The Investment Firm Prudential Regime (IFPR) represents a major shift in the regulatory landscape for investment firms operating in the UK. Introduced by the Financial Conduct Authority (FCA), IFPR is designed to streamline prudential requirements and promote effective risk management tailored to the specific activities of investment firms. By setting new standards for capital requirements, liquidity management and governance, the IFPR aims to enhance stability within the financial sector and protect consumers from potential financial risks. At Complyport, we offer comprehensive IFPR compliance support services to help your firm navigate these new requirements confidently and efficiently.
OUR SERVICES
Our tailored IFPR support services address each stage of your compliance journey. Whether you’re starting to implement IFPR or seeking ongoing guidance, our experts are ensure your firm meets all requirements.
- IFPR Compliance Assessment: Evaluate your firm’s existing structure, governance and risk management framework, identifying areas that need alignment with IFPR standards.
- Capital and Liquidity Calculations: Assistance with calculating and optimising regulatory capital and liquidity to meet the new capital adequacy requirements.
- Risk Management and Internal Controls: Support in developing a risk management framework and internal control systems that fulfill IFPR’s guidelines on managing firm-specific risks.
- Governance and Remuneration Policies: Guidance on establishing governance policies and remuneration frameworks that meet IFPR’s standards for accountability and control.
- ICARA Support (Internal Capital Adequacy and Risk Assessment): Comprehensive support for conducting ICARA, ensuring it accurately reflects your firm’s financial and operational risks in compliance with IFPR requirements.
- Reporting and Disclosure Requirements: Assistance with meeting IFPR’s ongoing reporting and disclosure obligations, ensuring transparency and accountability for stakeholders.
- MIFIDPRU Classification Review: Detailed assessment of your firm’s MIFIDPRU classification approach for accurate and compliant categorisation.
- K-Factor Analysis: Assessment of MIFID activities and application of K-Factors to ensure relevant compliance requirements are accurately addressed.
- MIFIDPRU Remuneration Compliance Review: Detailed examination of remuneration practices to confirm adherence to the MIFIDPRU remuneration code.
KEY BENEFITS
- Customised Compliance Strategies: We work closely with your firm to develop tailored solutions, ensuring your compliance strategy is aligned with your business model and regulatory needs.
- Efficient Implementation: Our streamlined processes ensure that your firm meets all IFPR deadlines and requirements without disrupting daily operations.
- Reduced Risk Exposure: By implementing robust risk management practices and internal controls, we help you minimise regulatory and financial risks associated with non-compliance.
- Long-Term Support: Beyond initial compliance, our team provides ongoing support to keep your firm aligned with evolving IFPR standards and FCA requirements.
OUR EXPERTS
Our team of seasoned compliance consultants brings extensive experience in UK financial regulations, specifically within the investment firm sector. With a commitment to transparency, accuracy and industry best practices, our experts are ready to support your firm’s IFPR compliance journey.
Thomas Salmon
Solutions Executive
+44 (0)20 7399 4980 thomas.salmon@complyport.co.uk
Kumar Ved
Managing Director
+44 (0)20 7399 4980
kumar.ved@complyport.co.uk
Why choose Complyport?
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Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations. -
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively. -
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
-
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities. -
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility. -
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
key figures
Over
22 Years
Over
1,000
Over
600
COntact us for assistance
Please fill our free consultation form and a member of our team will get in contact with you.