Investment Firm Prudential Regime Support

Prudential Management & IFPR Compliance

The Investment Firm Prudential Regime (IFPR) represents a significant shift in the regulatory landscape, requiring investment firms to adopt a more sophisticated, risk-based approach to capital and liquidity. At Complyport, we provide the practitioner-led expertise required to navigate these complexities, delivering solutions that are technically robust, commercially practical and operationally effective.

Our integrated Governance, Risk, Compliance and Technology ecosystem ensures that your firm not only meets the stringent standards set by the FCA but maintains continuous regulatory readiness across the UK, EU, UAE, India and Mauritius. We help you transform prudential obligations into a framework for long-term stability and growth.

Integrated Prudential & Risk Solutions

We offer a coordinated suite of services to support every stage of your prudential journey:

• Strategic ICARA Support: Comprehensive guidance for the Internal Capital Adequacy and Risk Assessment (ICARA), ensuring it accurately reflects your firm’s financial and operational risk profile.
• Capital & Liquidity Optimisation: Technical assistance with regulatory capital calculations and liquidity management to meet ongoing adequacy requirements.
• MIFIDPRU & K-Factor Analysis: Detailed assessment of firm classification and the application of K-Factors to ensure accurate and compliant categorisation.
• Governance & Remuneration Frameworks: Designing remuneration policies and governance structures that satisfy the MIFIDPRU Remuneration Code and enhance internal accountability.
• Regulatory Reporting & Disclosure: Streamlining the delivery of ongoing reporting obligations and public disclosures to ensure transparency for all stakeholders.
• Risk Management & Internal Controls: Developing bespoke frameworks that align your firm’s specific activities with global prudential best practices.

The Complyport Advantage

With over 25 years of experience in prudential strategy, Complyport is a trusted partner for investment firms ranging from boutique managers to large-scale institutions. Our experts, including former regulators and senior prudential specialists, provide the depth of knowledge required to minimise risk exposure and ensure efficient implementation without disrupting your core commercial aspirations. By partnering with us, you ensure your firm is protected by a world-class prudential framework designed for the modern financial landscape.