Complyport’s resourced compliance services are designed to seamlessly integrate into your operations, offering a range of solutions to support your compliance functions. Our compliance experts are capable of covering all key tasks related to the Compliance Oversight Function (SMF16) and Money Laundering Reporting Officer (SMF17). Our services can be tailored to fit your firm’s specific requirements, including:

• Interim or Permanent Placements: We provide skilled professionals for short or long-term engagements, filling crucial roles such as COs and MLROs.
• Maternity/Parental Cover: Our experts can step in during temporary absences to ensure continuity in your compliance operations.
• Support Placements: We offer additional resources to bolster your existing teams when needed.
• Training and Upskilling: We provide training to enhance the skills of your compliance officers and MLROs, ensuring they stay ahead of regulatory changes.
• Monitoring Programme: We manage your current in-house Monitoring Programme or design and implement a new one that complements your internal resources.
• Documentation – Manuals, Policies & Procedures: Our team can design customised documentation to cover both general and financial crime compliance. We also offer services to review and amend existing records, including risk assessments, policies, procedures, controls and monitoring programmes.
• Regulatory Filings: We manage all interactions with the FCA, from submitting regulatory notices through Connect to ensuring timely and accurate RegData returns, even when third-party accountants or advisers are involved.
• Client On-Boarding: We oversee the onboarding process of new clients using either our tailored solutions or your internal systems. This includes conducting necessary CDD/KYC checks and performing Enhanced Due Diligence (EDD) for high-risk or complex client structures. We also carry out remediation activities following regulatory interventions or as part of acquiring or disposing of client portfolios.