Governance, Risk and Compliance Advisory

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BUILDING A RESILIENT FUTURE

In today’s dynamic regulatory environment, Governance, Risk and Compliance (GRC) continues to pose a complex challenge for businesses. As regulations evolve, Boards are being pushed toward greater transparency, accountability and professionalism. Governance, corporate culture and accurate reporting are increasingly becoming areas of focus for Regulators, especially under frameworks like the Senior Managers and Certification Regime (SM&CR). At Complyport, we help businesses navigate these complexities and build robust GRC frameworks that meet regulatory expectations whilst fostering a sustainable corporate culture.

OUR SERVICES

We offer a comprehensive suite of services to help you strengthen your governance, risk and compliance processes. Our GRC solutions are tailored to meet your specific needs, ensuring that you are not only compliant but also proactive in managing risks and cultivating a strong corporate culture. Our services include:

  • Governance & Culture Enhancement: Assisting Boards in aligning governance structures and corporate culture with regulatory expectations, focusing on transparency, objectivity and accountability.
  • Senior Managers and Certification Regime (SM&CR) Compliance: Helping you implement systems and processes that ensure compliance with SM&CR whilst minimising potential exposure to liability.
  • Conduct Risk Management: Providing advisory support to develop and implement strategies that prioritise customer interests, ensuring sustainable, long-term profitability while adhering to conduct risk guidelines.
  • Risk Management and Compliance Frameworks: Establishing robust frameworks to ensure risks are effectively identified, managed and mitigated across your organisation.
  • Training & Development: Offering training programs to ensure your team is equipped with the knowledge and tools to maintain strong governance, manage risks and remain compliant.
KEY BENEFITS
  • Enhanced Governance: We ensure that your corporate governance meets the rigorous demands of today’s Regulators, fostering a culture of accountability from the Board level down.
  • Proactive Risk Management: By implementing strong risk management frameworks, we reduce the likelihood of regulatory breaches, legal issues or reputational damage.
  • Sustainable Conduct Risk Strategy: Our expertise in conduct risk ensures that your business operates in the best interests of its customers, promoting long-term sustainability and profitability.
  • Regulatory Compliance: We work with you to ensure that your governance, risk and compliance frameworks are aligned with evolving regulatory standards, helping you avoid penalties and reputational risks associated with non-compliance.
OUR EXPERTS

Our experts are here to help you navigate regulatory demands, minimise exposure to risks and ensure your business thrives in a fast-evolving regulatory landscape.

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Alla Konnikov

+44 (0)20 7399 4980
akonnikov@complyport.co.uk

Why choose Complyport?

Extensive Regulatory Expertise

With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Client-Centric Approach

We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.

Innovative Fintech, Regtech, and AI Solutions

Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

key figures

Over

22 Years

Providing Compliance Excellence

Over

1,500

Successful FCA and EU Authorisations

Over

700

Active Firms Receiving Regulatory Support
COntact us for assistance

Please fill our free consultation form and a member of our team will get in contact with you.