Professional Training

Training & Regulatory Education

Strong compliance starts with knowledge. Regulatory expectations across the UK, EU, UAE and other international jurisdictions continue to evolve, and firms are expected to ensure staff remain competent, aware and accountable.

Complyport provides practical, structured training tailored to financial services firms, senior management, compliance teams and boards. Our programmes are designed to be clear, relevant and aligned with current regulatory standards.

 Our Training Coverage

We deliver training across key global regulatory frameworks, including:

United Kingdom

• FCA Handbook requirements
• SM&CR (Senior Managers & Certification Regime)
• Conduct Rules training
• Financial crime, AML and sanctions
• Consumer Duty
• Market abuse and financial promotions
• Governance and prudential requirements

European Union

• ESMA Single Rulebook
• MiFID II
• AIFMD
• AMLD requirements
• Market Abuse Regulation (MAR)
• Cross-border regulatory considerations

United Arab Emirates

• DFSA (DIFC) requirements
• FSRA (ADGM) requirements
• SCA and CBUAE expectations
• AML and sanctions frameworks
• Governance and risk management
• Virtual asset regulatory frameworks

International & Cross-Border

• Global AML standards (FATF)
• Cross-border marketing and distribution
• Sanctions regimes
• Regulatory risk management
• Compliance frameworks for multi-jurisdictional firms

Our Training Services

Bespoke In-House Training

Tailored to your firm’s regulatory permissions, business model and risk profile. Delivered virtually or in person.

Board & Senior Management Briefings

Focused sessions for directors and SMFs covering governance responsibilities, accountability and regulatory developments.

Compliance & MLRO Technical Training

Detailed sessions for compliance professionals covering practical implementation and supervisory expectations.

Financial Crime & AML Training

Role-specific training designed to meet regulatory requirements and reinforce internal controls.

Regulatory Change Workshops

Targeted briefings on new rules, policy statements and thematic reviews.

Delivery Formats

• In-person workshops
• Live virtual sessions
• Webinars
• Recorded modules
• Annual training programmes
• Induction training for new joiners

All sessions are designed to be interactive, practical and aligned with regulatory expectations.

Why Choose Complyport

• Direct experience working with regulators and authorised firms
• Up-to-date knowledge of FCA, ESMA, DFSA and other regulatory frameworks
• Practical examples and case studies
• Clear, accessible content without unnecessary jargon
• Training tailored to your firm’s size and complexity

We focus on ensuring that training is not simply a regulatory formality, but a meaningful tool that strengthens governance, reduces risk and supports a strong compliance culture.

Build a Strong Compliance Culture

Well-trained staff are central to regulatory compliance and risk management. Complyport’s training programmes provide the knowledge and practical insight needed to support regulatory obligations across multiple jurisdictions.

Contact us to discuss a tailored training programme for your firm.