Insights & Expertise
Our Insights & Articles
Key regulatory information: Directory Persons data ...
All firms under the obligations of SM&CR must have identified, certified & assessed …
Basel Committee proposes amendments to rules ...
On 26 January 2021, the Basel Committee on Banking Supervision published for consultation …
FATF Plenary 22 to 25 February ...
The Financial Action Task Force (“FATF”) held a Plenary meeting between 22 and …
Jersey Financial Services Commission fines firms ...
On 16 February 2021, the Jersey Financial Services Commission (“JFSC”) issued a public …
SFO Internal Guidance on evaluating a ...
On 17 January 2020, the Serious Fraud Office (“SFO”) updated its Operational Handbook to …
The Kalifa Review of UK FinTech
On 26 February 2021, HM Treasury published an independent report on the UK …
PRA consultation on its approach to ...
On 11 January 2021, the Prudential Regulation Authority (PRA) published a consultation on …
Bank of England Key elements of ...
The 2021 solvency stress test will assess the major UK banks and building …
FCA asks banks to reconsider branch ...
The FCA has reminded firms to consider the impact of national restrictions on …
FCA consultation paper on Changes to ...
On 28 January, the FCA published a consultation paper which proposed amendments to …
FCA review on Implementing Technology Change
On 5 February 2021, the FCA published its review on Implementing Technology Change. …
FCA launches new online fees portal
On 12 April 2021, the FCA is launching a new online invoicing portal …
Forbearance – adopting ‘custom tailored’ customer ...
Now more than ever, best practice collections activity requires active and personalised customer …
FCA to launch new invoicing portal
The FCA have advised they are launching a new online invoicing portal on …
London Is Still A Global Gateway ...
News that nearly 1,500 firms are in the UK’s Temporary Permissions Regime (TPR) …
Ensuring your compliance is up to ...
2020 brought significant changes to the regulatory landscape in the UK with Brexit …
Publication of financial instruments reference data ...
On 6 January 2021, the European Securities and Markets Authority (ESMA) published its first set …
ESMA reminds firms of the MIFID ...
On 13 January 2021, ESMA issued a Public Statement to remind firms of the …
Brexit and UK Financial Services Compensation ...
The Financial Services Compensation Scheme (FSCS) provides compensation and protection to customers of …
FCA – Brexit: information for retail ...
The UK retail investments sector comprises many relatively small UK firms servicing primarily …