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Implementation of Investment Firms Prudential Regime ...
The FCA issued its third and final IFPR policy statement (PS21/17) on 26th …
As The Principal firm, Do You ...
The FCA’s review of the use of Appointed Representatives (AR) is one of …
Summary: DP21/4: Sustainability Disclosure Requirements (SDR) ...
The Discussion Paper (DP), DP21/4, maps out the FCA’s current stance in relation …
Martin Schofield to lead Complyport Financial ...
City of London, England, Nov.19 2021 Complyport a London based compliance and regulatory …
FCA IFPR Newsletter – What to ...
The FCA are intensifying their preparations for the launch of the IFPR regime …
FCA Dear CEO letter – Wealth ...
The FCA has recently published a Dear CEO letter providing an update of …
The UK’s new authorised open-ended fund: ...
In October, the FCA published its Policy Statement 'PS21/14: A new authorised fund …
Appointed Representative and Principal Regime Review
Review of the use of the Appointed Representatives’ (AR) regime is a priority …
FCA IFPR Questionnaire – What to ...
The introduction of the IFPR regime is fast approaching (January 2022), and the …
Introductory Breakdown to the Pandora Papers
What are the Pandora Papers? The Pandora Papers is the largest investigation in …
Key Changes in Anti-Money Laundering and ...
There has been significant movement in Anti-Money Laundering (AML) and Terrorist Financing regulation …
Senior Compliance Consultant – 2 Roles ...
Complyport Who we are: Complyport is a consulting firm supporting the UK financial services industry …
Office Manager (Operations/HR) – 2 Roles ...
Who we are: Complyport is a consulting firm supporting the UK financial services industry …
Complyport welcomes its Graduate Training Programme ...
Following the success of Complyport's Graduate Training Programme 2020, we are excited to …
CP21/17 Climate Related Disclosures – Overview ...
The aim of the new disclosure rules is to enhance transparency and enable …
IFPR – Summary of the Third ...
The FCA has published its third Consultation Paper on the implementation of the …
Complyport Vulnerable Customers Webinar Recording and ...
Complyport is pleased to have presented our webinar ‘Implementing Vulnerable Customers policies and …
FCA fines LBGI £90 million for ...
The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance …
FCA, PRA and Bank of England ...
On 7 July 2021, the FCA, the PRA and the Bank of England …
FCA Implementation of Investment Firms Prudential ...
On 29 June 2021, the FCA published Policy Statement PS21/6 which is the …