Insights & Expertise
Our Insights & Articles
Graham Levi-Samper appointed as the co-chair ...
Congratulations to Complyport Director, Graham Levi-Samper, for his appointment as the co-chair of …
Upcoming Changes to the Appointed Representatives ...
We previously reported on the introduction of the FCA's policy statement PS22/11: Improvements …
IFPR: Common Misconceptions about the ICARA
With its deadline in January earlier this year, the Investment Firms Prudential Regime …
Consumer Duty: The Concept of Fair ...
The new Consumer Duty (“The Duty”) has been introduced by the FCA to …
FCA Authorisations: Update on Timelines and ...
The FCA has recently released an update relating to their authorisations case work, …
New Training Course – Your MLRO ...
With regulatory fines exceeding £600 million in the past two years due to …
Has The Pause Button Been Hit ...
Sustainability issues and concerns globally over the past decade, have led to the …
CP22/18: Guidance on the Trading Venue ...
CP22/18 was published by the FCA on 22 September 2022 and is part …
Challenges Faced When Implementing An ICARA
The Internal Capital Adequacy and Risk Assessment (“ICARA”) was designed under the Investment …
Big firms, Big fines: The Risks ...
In April and July 2022, we published articles highlighting the risks of using …
The ICO is clamping down on ...
Criminal proceedings against eight individuals over the alleged unlawful accessing and obtaining of …
Fighting financial crime from the point ...
Fighting financial crime underpins the FCA’s priorities and it is taking action at …
Failure to Prevent Offence – A ...
In an effort to enhance its overall anti-money laundering (AML) effectiveness, Jersey introduced …
Webinar Recording: How Ready Are You ...
In July 2022, the FCA published its policy statement, PS22/9 – A new …
Webinar recording – What firms need ...
A few months ago, the FCA extended its existing annual financial crime reporting …
Second Financial Crime Case Study: Insurance ...
Further to our article of 16/08/2022 where we reported news of a Yorkshire …
Serious Fraud Office Annual Report
Published in mid-July 2022, the Serious Fraud Office’s (SFO) Annual Report and Accounts …
FCA Reflects On Operational & Cyber ...
Updated in late July 2022, the Financial Conduct Authority (FCA) has laid out …
Deutsche Bank Settling For A €7million ...
As a requirement of jurisdictional law, obliged firms such as banks and other …
3 Financial Crime News Stories You ...
The UK’s Anti Money Laundering Guidance has been updated The UK’s Anti Money Laundering …