Insights & Expertise
Our Insights & Articles
FCA Publishes Q1 2022 Whistle Blowing ...
Last week, the FCA published details of the number of new whistle blowing …
Consumer Duty Changes: Strengthening The FCA’s ...
In our February 2022 article on the FCA’s PS22/10, we examined the importance …
New FCA Rules to Tighten up ...
A press release issued by the FCA this week confirms the introduction of …
UAE Making Reparative Steps
In April 2020 the Financial Action Task Force (FATF) issued a warning to …
Consumers to Benefit From New FCA ...
FCA Consumer Duty rules provide stronger focus on what consumers need to make …
FATF Issues its Revised AML/CTF Guidance ...
Last month features the release of the revised AML/CTF FATF Guidance for the …
New Russian Sanctions Framework for the ...
Last week we have seen the introduction of New Russian sanctions measures continuing …
UK’s Data Protection and Digital Information ...
In September 2021, the UK Government launched its public consultation exercise, “Data: A …
So Long And Thanks For All ...
Brexit may be in the not-so-distant past; however, its effects are still being …
Funeral Plan Provider Application Refused By ...
Two days before the FCA begins its regulation of UK funeral plan providers …
Cyber Security: No longer a Luxury
Cybersecurity is one of the biggest challenges facing the financial services market today …
Misuse of personal devices at work
You may have seen an article we wrote in March this year on …
FREE WEBINAR – What firms need ...
A few months ago, the FCA extended its existing annual financial crime reporting …
Is The OFSI Stepping up?
In the “Corruption Crackdown: Amending the Economic Crime Bill” article we published on …
FCA Authorisation & The Regulation of ...
The government is to strengthen the regulation of interest-free Buy-Now Pay-Later agreements, in …
FCA Authorisation for Funeral Plans Providers: ...
From the end of July 2022, it will be a criminal offence for …
Webinar Recording – FCA Cryptoasset Registration ...
Since January 2020, firms undertaking any cryptoasset activity in the UK have had …
Suspicious Activity Reports (SARs) – To ...
All regulated or supervised firms are covered by the requirements of the Proceeds …
FCA Reviews Challenger Banks’ Financial Crime ...
The fast, no-fuss, easy to access and control accounts that challenger banks claim …
Due Diligence Demands: Banks Under Increased ...
Banks that have failed to apply even the most minimal of checks when …