Insights & Expertise
Our Insights & Articles
Complyport Vulnerable Customers Webinar Recording and ...
Complyport is pleased to have presented our webinar ‘Implementing Vulnerable Customers policies and …
FCA fines LBGI £90 million for ...
The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance …
FCA, PRA and Bank of England ...
On 7 July 2021, the FCA, the PRA and the Bank of England …
FCA Implementation of Investment Firms Prudential ...
On 29 June 2021, the FCA published Policy Statement PS21/6 which is the …
FCA fines Crosfill & Archer Claims ...
On 28 June 2021, the FCA announced that it had fined claims management …
FCA Review of host Authorised Fund ...
On 30 June 2021, the FCA published its review of host Authorised Fund …
FCA research reveals increase in cryptoasset ...
On 17 June 2021, the FCA published research estimating that 2.3 million adults …
FCA Temporary Registration Regime extended for ...
On 3 June 2021, the FCA announced it would extend the end date …
FCA confirms measures to raise standards ...
On 5 July 2021, the FCA confirmed the rules funeral plan providers will …
FCA review finds fund managers falling ...
On 6 July 2021, the FCA published a review of 18 fund managers …
Financial Action Task Force Recommendations on ...
In July 2021, the Financial Action Task Force (FATF) issued recommendations on Opportunities …
Russian Central Bank Cracks down on ...
The Bank of Russia published a list, 1st June 2021, of over 1,800 …
IFPR – Paved with good intentions, ...
Written by Mike Dalmiras - ConsultantThe implementation of the new Investment Firms Prudential …
Global Anti-Corruption Sanctions Regime 2021
On 26 April 2021, the Global Anti-Corruption (GAC) sanctions regime was established via …
FCA secures bankruptcy of 3 individuals ...
On 6 May 2020, following a trial, the High Court ordered the payment …
FCA Second consultation on new prudential ...
The Investment Firm Prudential Regime (IFPR) introduces a new prudential regime for MiFID …
FCA’s business plan for 2021/2022
On 20 April 2021, the FCA announced that it would publish its 2021/22 …
FCA sets out proposals to strengthen ...
On 29 April 2021, following feedback to its Call for Input (CFI) on …
FCA consults on strengthening investor protections ...
On 30 April 2021, the FCA launched a consultation on proposed changes to …
FCA bans and fines financial adviser ...
On 15 April 2021, the FCA banned Simon Varley from working in financial …