The FCA’s latest Quarterly Consultation Paper (CP26/17) continues its drive towards a more proportionate and efficient regulatory framework. Among the proposals, Chapters 2, 6 and 7 are particularly relevant for regulated
Dr. Platis does not just manage compliance; he reconstructs it. As the Executive Chairman of ComplyMAP Group, he saw complexity as an invitation to innovate. His story starts long before
The UK’s FCA has published the findings of a multifirm review examining how firms distribute Complex exchange traded products (complex ETPs) to retail consumers, and how they are meeting their obligations under the Consumer Duty. Complex
On 30 January 2026 the FCA published Consultation Paper: CP26/5: Aligning listed issuers’ sustainability disclosures with international standards. The consultation sets out proposals to re-align sustainability reporting requirements for UK listed issuers, moving away from the
Author: James Borley, Director of Payment Services A key element of any successful FCA application is ensuring that the permission profile accurately reflects the firm’s proposed activities. Getting the regulatory
HM Treasury has launched a Consultation: The Appointed Representatives Regime , setting out significant reforms to the appointed representative (AR) regime, signalling a decisive shift towards enhanced consumer protection and stronger regulatory oversight.
In February 2026, the FCA published MS24/2 Premium Finance Market Study: Final Report. The study represents a detailed examination of the UK premium finance market, with particular focus on motor and home insurance.
On 29 January 2026, the UK’s FCA published the interim report of its market study into the distribution of pure protection products to retail customers (MS24/1: Market study), alongside related outputs including Annex 1: Intermediated
The Regulatory Gateway for Financial Promotions is Here
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Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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