Author: James Borley, Director of Payment Services, Complyport UK The regulation of those who own, direct and manage regulated businesses has become a defining feature of modern UK regulatory policy. Whether the objective is
The FCA has published CP26/2– Simplifying the Insurance Rules, marking the next step in its programme of reducing unnecessary regulatory complexity across the insurance sector. Following the introduction of the Consumer Duty and the first
The FCA has now provided further detail on how the gateway will operate for firms wishing to undertake new regulated cryptoasset activities in the UK. For cryptoasset firms, payments firms, e-money institutions, and FSMA-authorised firms with crypto-related business models, the key message
The FCA has published Consultation Paper CP26/21, setting out proposed amendments to the UK Listing Rules (UKLR) applicable to closed-ended investment funds. Whilst the proposed changes are relatively targeted, they provide a useful indication
With the publication of the Financial Conduct Authority’s (“FCA”) guidance on How the Gateway Will Operate, firm can proceed with greater clarity on one of the most significant developments in UK cryptoasset regulation. As
The FCA has published the Mills Review, an independent review led by Sheldon Mills examining how advances in AI could transform UK retail financial services by 2030. Among its four “system
The Financial Conduct Authority (FCA) has published its FSMA Crypto Application Form, providing the clearest indication yet of what firms should expect when applying for authorisation under the UK’s new cryptoasset regulatory regime. While the Application Form itself is
The Financial Conduct Authority (FCA) has published the findings of its multi-firm review into the design of financial crime systems and controls across large insurance firms. The review provides valuable insight into how insurers are
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