With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls – are you or your team aptly prepared?
Complyport and the London Governance & Compliance Academy are hosting an MLRO Training Day to provide the knowledge and skills you need to excel at your job and stay one step ahead of your firm’s regulatory obligations.
Whether you are a recently appointed MLRO or looking for a refresher course, this eight-hour training session will cover the obligations and the difficulties MLROs face in today’s everchanging regulatory environment.
You will examine the MLRO’s role through the lens of both the regulator and practitioner, while delving into the practices, known pitfalls, and other multifaceted aspects of this challenging yet rewarding responsibility.
The training will focus on the following topics:
- AML’s Legal Background & Regulatory Framework
- The MLRO’s Role in Practice
- PEPs & Adverse Media
- Sanctions & Sanctions Screening
- Customer Due Diligence
- Suspicious Activity Reporting
- Data Protection & Vulnerable Customer Management
- Transaction Monitoring, Recordkeeping & Whistleblowing
MLRO Training Details
Date: Wednesday, November 16, 2022
Time: 8:30 to 17:30 including coffee and refreshments and a complimentary lunch
Location: CISI -20 Fenchurch Street, London, EC3M 3BY
Price: £650 (plus VAT)
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Trainers:
Martin Schofield, Complyport, London, UK
Martin has undertaken financial crime prevention roles for the last 20 years, has been engaged on numerous projects, both global and domestic for major financial services firms and is a well-known and established figure in the financial crime prevention sector. Martin is regarded as a highly competent consultant/adviser as well as an outstanding trainer, and a true expert in the field of financial crime prevention.
Martin has held the title of MLRO for large multinational companies and acted as lead investigator in countless internal and external investigations, involving mortgage fraud, application fraud, identity fraud and money laundering.
Matt Getz, Partner, Pallas LLP, London, UK
A seasoned expert, Matt’s practice focuses on government and internal investigations, white collar defence, anti-corruption due diligence, and regulatory compliance and bribery.
Described as a “tough and assertive lawyer (who) you want on your side” by Legal 500, Matt is recognized for his financial crime and anti-corruption expertise and is named by Who’s Who Legal as a “leading investigative lawyer.”
Kieran Holland, Head of Technical Solutions, FinScan, London, UK
As Head of Technical Solutions for FinScan, Kieran Holland brings decades of experience in IT and project management, as well as technical and business consultancy to deliver value and insight to clients across multiple industries and geographies, leveraging his experience in banking and IT management.
He has managed, advised, and assisted in numerous complex implementations for FinScan’s clients in Europe, Africa, Middle East, and Asia, helping them maximize efficiency and value. He specializes in the advisement and assessment of data quality, AML workflow efficiency, and effective system integrations.
For more information on your MLRO Training Day, please reach out to:
Denis Sureyev, VP of Business Development, London Governance & Compliance Academy, at dsureyev@lgca.uk
Jan Hagen, Manager, Complyport, at jan.hagen@complyport.co.uk
