Internal Audit Services

Assurance, Internal Audit & Compliance Health Checks

With over 25 years of experience and a proven track record of conducting more than 600 internal audits and health checks, Complyport provides the “technical muscle” required to safeguard your business. We offer an integrated approach to assurance, moving beyond standard checks to provide deep insights and solutions that are technically robust, commercially practical and operationally effective.

Our practitioner-led team, boasting over 25 years of collective regulatory and assurance experience, acts as a strategic partner to Senior Management and Boards. We ensure that your governance frameworks, internal controls and operational processes remain aligned with the evolving expectations of international regulators.

Integrated Assurance & Audit Solutions

Complyport adopts a comprehensive “review-and-recommend” approach, providing thorough assessments of past performance and actionable strategies to future-proof your global operations.

• Risk-Based Internal Audits: Periodic on-site or remote inspections leveraging our in-depth knowledge of global regulatory frameworks to mitigate risks effectively.
• Global Compliance Health Checks: Systematic evaluations of the adequacy and effectiveness of internal controls, ensuring convergence with applicable legislation across the UK, EU, UAE, India and Mauritius.
• AML/CTF Independent Testing: Rigorous audits of client identification, due diligence and financial crime controls to ensure full adherence to international AML standards.
• Customised Audit Planning: Bespoke audit programmes designed around your firm’s specific risk profile, operating performance and cross-border requirements.
• Systems & RegTech Audits: Meticulous verification of platforms and software to ensure technical suitability, data integrity and control levels aligned with local regulatory expectations.
• Ad-Hoc Investigations & Forensic Assurance: Specialist audits for regulatory infringements, corporate governance failures, enterprise risk management, or fraud analytics.
• Executive Reporting: Detailed audit reports outlining key findings and weaknesses, presented directly to the Board of Directors to support informed, strategic decision-making.

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