With regulatory fines exceeding £600 million in the past two years due to failures in AML systems and controls, can you or your team ever be overtrained or too prepared on everything AML?
Whether you are a recently appointed MLRO or someone looking for a refresher course, the London Governance & Compliance Academy (LGCA) and Complyport MLRO Training Day will equip you with the skills, tools, and knowledge you will need to excel at your job and stay one step ahead of your firm’s regulatory obligations.
As part of this unique, eight-hour training session, you will learn all about the obstacles MLROs face in today’s ever-changing world.
Similarly, you will look at the MLRO’s role through the lens of both the regulator and practitioner, while delving into the practices, known pitfalls, and other multifaceted aspects of this challenging yet rewarding responsibility.
This action-packed day will focus on the following topics:
- AML’s Legal Background & Regulatory Framework
- The MLRO’s Role in Practice
- PEPs & Adverse Media
- Sanctions & Sanctions Screening
- Customer Due Diligence
- Suspicious Activity Reporting
- Data Protection & Vulnerable Customer Management
- Transaction Monitoring, Recordkeeping & Whistleblowing
- And Plenty More!
Educators
Martin Schofield
Martin has undertaken financial crime prevention roles for the last 20 years and is a well-known and established figure in the financial crime prevention sector. Martin is regarded as a highly competent consultant/adviser as well as an outstanding trainer, and a true expert in the field of financial crime prevention.
Over the last 20 years Martin has been engaged on numerous projects, both global and domestic for major financial services firms, involving the delivery of staff training in all aspects of financial crime prevention, including (but not limited to) fraud and money laundering prevention, as well as policy authoring, reviews, audits and pre and post regulatory visit reviews and monitoring.
Martin has held the title of MLRO for large multinational companies and also acted as lead investigator in countless internal and external investigations, involving mortgage fraud, application fraud, identity fraud and money laundering.
Other areas of speciality include data protection, anti-bribery and corruption, market abuse, senior management responsibility, conduct risk and vulnerable customer management.
Kieran Holland
As Head of Technical Solutions for FinScan, Kieran Holland brings decades of experience in IT and project management as well as technical and business consultancy to deliver value and insight to clients across multiple industries and geographies, leveraging his experience in banking and IT management.
He has managed, advised, and assisted in numerous complex implementations for FinScan’s clients in Europe, Africa, Middle East, and Asia, helping them maximize efficiency and value. He specializes in the advisement and assessment of data quality, AML workflow efficiency, and effective system integrations.
For more information on your MLRO Training Day, please reach out to:
Denis Sureyev, VP of Business Development, LGCA, at dsureyev@lgca.uk
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