As mentioned in Regulatory Roundup 19, the Large Exposure regime in BIPRU 10.5 will change from 31 December 2010.
The amended Rules can be seen in the recently published FSA Instrument FSA 2010/41.
As will be seen from page 21, BIPRU 10 will no longer apply to a BIPRU limited licence firm or a BIPRU limited activity firm from the above date. If you are unsure of your prudential category please speak to your usual Complyport contact.
Please fill our free consultation form and a member of our team will get in contact with you.
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
34 Lime Street
London
EC3M 7AT
United Kingdom
+44 (0)20 7399 4980
info@complyport.co.uk
Emirates Financial Towers
South Tower
Level 3, Office 308
DIFC, Dubai
United Arab Emirates
info@ae.complyport.com
2 Diagorou
ERA House
Ground Floor, 1097
Nicosia
Cyprus
info@cy.complyport.com
© Complyport 2024 | All Rights Reserved.
