A Risk Based Approach to Assessing the “Adequacy of Financial Resources”

Webinar: 11:00am Thursday 31st October, 2019

The FCA is increasingly emphasising risk frameworks as part of its expectations of firms’ governance, systems and controls.

On 13 June 2019, the FCA published its consultation paper “CP19/20: Our framework: assessing adequate financial resources”. The FCA intends to publish rules in a Policy Statement in late 2019.

Delivered jointly by Complyport, a leading GRC consultancy, and award-winning risk management solutions provider, CalQRisk, this 40 minute webinar will discuss the implications of CP 19/20 for regulated firms. The event will highlight the benefits to your firm of employing a structured (risk based) approach for effectively identifying and assessing the risks to which you are exposed and evidencing that your firm has adequate financial resources based on your assessment of these risks.

Please register your interest and we will send you an invite.