AIFM - Complyport - Your Trusted Partner in Governance, Risk, Compliance & Technology

Welcome to our Global site – choose your Jurisdiction

Proposed changes to the AIFM and UCITS Directives

Of relevance to: All UCITS Management Companies, AIFMs and those managing AIFs Key date: Adoption planned by May 2019 The European Commission (“EC”) has published a proposed directive and a […] [...]

UCITS and AIFs: Transparency Requirements

Of relevance to: UCITS management companies and AIFMs UCITS and AIFs: Transparency Requirements A reminder to UCITS management companies and AIFMs that certain transparency obligations arising under the Securities Financing […] [...]

Investment Firms: New Prudential Regime Discussion Paper

Of relevance to: MiFID investment firms, UCITS management companies and AIFMs that conduct permissible MiFID activities, particularly those subject to CRD IV In December 2015 a joint ESMA/EBA report was […] [...]

EuVECA & EuSEF: Update

Of relevance to: Managers of EuVECA/EuSEF funds; full-scope AIFMs; managers of funds which may qualify as EuVECA/EuSEF funds The concept of a European Venture Capital Fund (“EuVECA”) and a European […] [...]

EMIR: Further Clearing Requirements

Of Relevance to: Those entities subject to EMIR EMIR: Further Clearing Requirements Article 4 of EMIR (648/2012) imposes a clearing obligation on all OTC derivative contracts meeting the conditions therein, […] [...]

Securities Financing Transactions Regulation: ESMA Discussion Paper

Of Relevance to: Firms concluding Securities Financing Transactions Securities Financing Transactions Regulation: ESMA Discussion Paper As advised in Regulatory Roundup 72, reporting and transparency obligations will arise in respect of […] [...]

UCITS V

Of Relevance To UCITS Management Companies; AIFMs of NURS; depositaries and custodians of UCITS schemes and AIFs. UCITS V The FCA has released Policy Statement PS16/2 “Implementation of the UCITS […] [...]

Tag: AIFM

Proposed changes to the AIFM and UCITS Directives

UCITS and AIFs: Transparency Requirements

Investment Firms: New Prudential Regime Discussion Paper

EuVECA & EuSEF: Update

EMIR: Further Clearing Requirements

Securities Financing Transactions Regulation: ESMA Discussion Paper

UCITS V

INSIGHTS & EXPERTISE

NEWS & EVENTS

Deepfakes, Synthetic IDs & The Limits of AI: Re-engineering UK KYC Operations

Countdown to September 30: Is Your Firm Ready for the FCA Crypto Gateway?

Why Most AML Frameworks in the UAE Fail and How to Fix Them Fast

Webinar: The Corporate Response to Fraud: Risk, Reputation and Recovery

Surviving a CBUAE / DFSA Inspection: A Practical Playbook

Vulnerable Customers: From FCA Expectations to Practical Compliance

Subscribe for Exclusive Regulatory News and Updates

Member of:

Accredited by:

Member of:

Accredited by:

Global Offices

Complyport UK – Headquarters, London Office

Complyport EU – Nicosia Office

Complyport EU – Limassol Office

Complyport UAE – Dubai Office

Complyport India – Mumbai Office

Complyport Mauritius – Port Louis Office