Complyport - Complyport UK Consultancy Service

FCA Travel Insurance Signposting: 2025 Review and 2026 Reforms

Consumers with Pre-Existing Medical Conditions (“PEMCs”) have long faced barriers when purchasing travel insurance, including higher premiums, exclusions or outright refusals. To address this, the Financial Conduct Authority (FCA) introduced […] [...]

Why Financial Preparedness Matters for FCA Authorisation

Seeking FCA authorisation is a pivotal moment for any firm operating in regulated financial services. But too many firms stall or are delayed due to sloppy, incomplete or inconsistent financial […] [...]

Keeping Consumer Duty at the Heart of the Future of Credit: A Compliance Perspective

As consumer credit undergoes a significant transformation, compliance teams stand at the forefront of a pivotal decade. The Consumer Duty is no longer simply a regulatory framework or a tick-boxing […] [...]

FCA to lift ban on crypto ETNs to support UK growth and competitiveness

Overview In a significant regulatory shift, the UK’s Financial Conduct Authority (“FCA”) has proposed lifting the ban on offering crypto exchange-traded notes (“cETNs”) to retail investors. This marks a […] [...]

Navigating the Rise of AI Advisers: What Compliance Teams Need to Know

The news that Aida, a digital adviser has successfully completed the Chartered Insurance Institute’s Diploma in Financial Advice, outperforming both ChatGPT and human advisors, marks a pivotal moment in the […] [...]

Consumer Duty: Reshaping the Future of Financial Firms

In a financial services landscape marked by rising consumer expectations and regulatory scrutiny, firms that adapt early to change not only protect themselves, but they build trust, enhance operational resilience […] [...]

A Timely Caution for UK Investors from the FCA

The Financial Conduct Authority (FCA) has issued a warning call to investors across the UK financial market. Individuals are increasingly being drawn into high-risk schemes promoted by firms that are […] [...]

HM Treasury Draft MLRs Amendments: Enhancing the UK’s AML/CTF Regime

The HM Treasury has published the draft Money Laundering and Terrorist Financing (Amendment and Miscellaneous Provision) Regulations 2025 on 2 September 2025. This follows the government’s consultation on ‘Improving the […] [...]

Authorisation Made Simple: FCA’s Guide to Good vs Poor Practice

When applying for an authorisation with the Financial Conduct Authority (“FCA”), the quality of your application determines whether you move swiftly towards approval or face repeated scrutiny and costly delays. […] [...]

FCA CP25/25: Application of Handbook Rules to Regulated Cryptoasset Activities

The Financial Conduct Authority (FCA) has published Consultation Paper CP25/25 on 17 September 2025, seeking feedback on proposals to extend existing FCA Handbook rules to firms carrying out regulated cryptoasset […] [...]

A New Era for Open Banking: The FCA’s Vision for the Future Entity

The UK has been a global pioneer in open banking, transforming how individuals and businesses interact with their financial data. From seamless account aggregation to innovative payment solutions, open banking […] [...]

Authorisation and Registration Applications: Good Practice and Areas for Improvement

On 12 September 2025, the Financial Conduct Authority (FCA) published a review of its authorisation and registration application process titled “Authorisation and registration applications: Good practice and areas for improvement”. […] [...]

Insights from Canada’s 2025 Money Laundering and Terrorist Financing Risk Assessment

With the global escalation of financial crime, the publication of Canada’s 2025 Assessment of Money Laundering and Terrorist Financing Risks offers a timely benchmark for regulators and firms worldwide. Published by […] [...]

FCA Secures Convictions for Insider Dealing: A Case Study

The Financial Conduct Authority (FCA) has secured convictions against brothers Matthew and Nikolas West for insider dealing, resulting in suspended prison sentences and a £280,000 confiscation order under the Proceeds […] [...]

Strengthening Cyber Resilience: Key Lessons from the FCA’s Cyber Coordination Group Insights 2024

The FCA’s Cyber Coordination Group (“CCG”) Insights 2024 shine a spotlight on the current state of cyber resilience across the financial sector. Rather than introducing new regulation, the FCA has […] [...]

FCA Finalises Changes to Safeguarding Regime for Payments and E-Money Firms

The Financial Conduct Authority (FCA) has published its final policy statement, PS25/12, confirming a package of measures to reinforce the safeguarding of customer funds held by payment institutions and e-money […] [...]

What the FCA’s Algorithmic Trading Review Means for Firms

Algorithmic trading has reshaped financial markets, driving speed, efficiency and innovation to unprecedented levels. However, with such power comes increased responsibility. The Financial Conduct Authority’s (FCA) latest multi-firm review of […] [...]

Tag: Complyport

FCA Travel Insurance Signposting: 2025 Review and 2026 Reforms

Why Financial Preparedness Matters for FCA Authorisation

Keeping Consumer Duty at the Heart of the Future of Credit: A Compliance Perspective

FCA to lift ban on crypto ETNs to support UK growth and competitiveness

Navigating the Rise of AI Advisers: What Compliance Teams Need to Know

Consumer Duty: Reshaping the Future of Financial Firms

A Timely Caution for UK Investors from the FCA

HM Treasury Draft MLRs Amendments: Enhancing the UK’s AML/CTF Regime

Authorisation Made Simple: FCA’s Guide to Good vs Poor Practice

FCA CP25/25: Application of Handbook Rules to Regulated Cryptoasset Activities

A New Era for Open Banking: The FCA’s Vision for the Future Entity

Authorisation and Registration Applications: Good Practice and Areas for Improvement

Insights from Canada’s 2025 Money Laundering and Terrorist Financing Risk Assessment

FCA Secures Convictions for Insider Dealing: A Case Study

Strengthening Cyber Resilience: Key Lessons from the FCA’s Cyber Coordination Group Insights 2024

FCA Finalises Changes to Safeguarding Regime for Payments and E-Money Firms

What the FCA’s Algorithmic Trading Review Means for Firms

FCA Warns of Surge in Impersonation Scams in Early 2025

Beware of Car Finance Scam Calls: FCA Issues Urgent Warning

Complyport Celebrates Double Win at the Greater London Enterprise Awards 2025

INSIGHTS & EXPERTISE

NEWS & EVENTS

Online Training Course: Your MLRO Training Day

Webinar: KYC as a Service: How Firms Are Benefiting from Outsourcing Compliance

Webinar: How Technology Can Save the Day for Compliance Teams

Webinar: Rebuilding ICARA: Practical Steps for a More Effective Capital, Liquidity and Risk Assessment Process

Webinar: Compliance Resourcing: Building the Right Team for Regulatory Success

Webinar: KYC Remediation: Do It Right the First Time

Subscribe for Exclusive Regulatory News and Updates

Member of:

Accredited by:

Member of:

Accredited by:

Global Offices

Complyport (UK)

Complyport (UAE)

Complyport (EU)

Connect With Us