Complyport Limited announces the retirement of Richard Eagle, director and head of client services on 28 April 2016. Richard’s career in financial markets has spanned 55 years with the latter 10 years at Complyport. During his distinguished service with Complyport, Richard has specialised as a consulting regulatory compliance specialist in [...]
Complyport won a prestigious award for Customer Support Excellence at the Compliance Register Platinum Awards – the industry equivalent of the Hollywood Oscars. The awards are an annual event and the 2015 awards were held at the Royal Lancaster Hotel in London on Thursday 19th November. Complyport was also nominated [...]
As a consequence of falling under CRD IV, IFPRU firms have to submit their COREP returns to the FCA in XBRL format in line with European requirements. The first submission deadline, for the period to 31 March 2014, is June 30 (see Regulatory Roundup 54). Responding to demand from our [...]
Complyport has appointed Paul Grainger as CEO replacing Martin Herriot who left the firm in 2013. Paul Grainger takes over from Richard Eagle who has very successfully acted as interim CEO since July 2013. Richard will continue in his principal role as Director responsible for the Securities Business team. During [...]
Complyport is delighted to announce it has been awarded the 2012 Best Consulting Firm of the Year at the 8th Annual Thomson Reuters Accelus Compliance Awards – beating five other firms in the category. Martin Herriot, Chief Executive of Complyport, said that the award recognised the firm’s commitment to providing [...]
Complyport is delighted to have been shortlisted for Complinet’s 2010 “Best Consulting Firm of the Year”. This nomination is the first award nomination that Complyport has received and comes only a year after Martin Herriot took over the post of CEO of the firm. Further, Associate Director Aron Brown has [...]
The UCITS presentation referred to above was one of a series of seminars being held at our 4 Cavendish Square address. Future topics include US Regulatory Development; Financial Crime; and Market Conduct. If you would be interested in attending one of these then please refer to the link below for [...]
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