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Tag: Coronavirus

Complyport UK Consultancy Service > Coronavirus
  • 18 May 202018 May 2020
  • Latest News

Press Release – Automotive finance firms urged to comply with FCA requirements despite COVID-19

Complyport, a leading compliance and regulatory consultancy has warned automotive finance lenders and motor dealerships to  ensure they are complying with FCA guidelines on lending and new regulations in the […] [...]

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  • 06 May 202002 November 2022
  • Latest News

How Financial Services Firms Should Handle Complaints During Covid-19

The outbreak of Coronavirus (Covid-19) and the associated public health measures have posed many operational challenges to financial services firms.  This includes the handling of consumer complaints and the FCA […] [...]

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  • 17 April 202002 November 2022
  • Latest News

Coronavirus (COVID-19) Update: The FCA Proposed Supportive Measures For Motor Finance And High-Cost Credit Customers

The FCA has announced supportive measures for motor finance and high-cost credit customers that are intended to complement the measures already announced by the government as a response to the […] [...]

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  • 09 April 202002 November 2022
  • Latest News

Coronavirus (COVID-19) Update: FCA Confirms Temporary Measures For Financial Relief For Customers Impacted By The Coronavirus

The FCA has approved the proposed measures, outlined in a previous consultation, designed to promptly support users of certain consumer credit products who are facing financial difficulties arising from the […] [...]

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  • 09 April 202002 November 2022
  • Latest News

Coronavirus (COVID-19) Update: FCA Announces Temporary Relief For The Publishing Of Annual And Half-Year Reports And Accounts

Considering the challenges faced by many fund managers and auditors when preparing their financial statements due to the Covid-19 pandemic, the FCA has decided to extend the deadline for submission […] [...]

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  • 07 April 202002 November 2022
  • Latest News

Coronavirus (COVID-19) Update: FCA Statement – SM&CR And COVID-19 – Expectations On FCA Solo-Regulated Firms

The FCA issued a statement on 3rd April 2020 setting out its expectations to help FCA solo-regulated firms apply the SM&CR. Separate requirements apply to dual regulated firms. The FCA […] [...]

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  • 03 April 202004 April 2020
  • Latest News

Coronavirus (COVID-19) Bulletin – PRA: No Bank Dividends, Buy-Backs Or Bonuses In 2020

The Prudential Regulation Authority (PRA) confirmed on 31 March 2020 that following consultation with the seven largest UK banks, they will suspend dividends, share buy backs and not pay cash […] [...]

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  • 02 April 2020
  • Latest News

Coronavirus (COVID-19): Update FCA Urgent Consultation: Temporary Financial Relief For Borrowers

The Financial Conduct Authority (FCA) has today issued three Guidance Consultation documents to the lending sector proposing a range of targeted temporary measures designed to help consumers during the Coronavirus […] [...]

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  • 01 April 202001 April 2020
  • Latest News

The Coronavirus (COVID-19) Pandemic: A Summary of FCA Guidance & Regulatory Developments in the EU’s Investment Services and Capital Markets Sectors

The FCA has issued the following guidance to the financial services industry regarding the response that FCA expects firms to take in response to the Coronavirus (COVID-19) pandemic. The FCA […] [...]

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  • 26 March 202002 November 2022
  • Latest News

Coronavirus (COVID-19) Update: FCA Capital Adequacy Guidance For Solo Regulated Firms

The FCA issued a statement  this morning (26 March 2020) warning that firms must plan ahead and ensure sound management of their financial resources in the face of the threats […] [...]

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  • 25 March 202002 November 2022
  • Latest News

Coronavirus (COVID-19) Update: FCA Guidance on Key Workers in Financial Services

The FCA issued guidance on Friday 20 March 2020 regarding whether a person working in a financial services firm may be a Key Worker. The Government has imposed restrictions such […] [...]

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The Regulatory Gateway for Financial Promotions is Here

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Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

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