Notification of Major Interest in Shares
Of Relevance to: Firms subject to the Disclosure Guidance and Transparency Rules sourcebook (DTR) Under DTR 5, a person is required to notify the issuer (and, under DTR 5.9, the […] [...]
The Regulatory Gateway for Financial Promotions is Here
Navigating KYC Challenges in 2024: Insights from the Q&A Session
Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024
Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024
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