EBA - Complyport UK Consultancy Service

EBA Opinion on Money Laundering and Terrorist Financing Risks: A Call for Enhanced Compliance

Terrorist Financing (“ML”/”TF”) risks, published on 28 July 2025, highlighting the evolving threats facing the EU’s financial sector. Drawing on data from 2022 to 2024, the EBA identifies critical vulnerabilities […] [...]

Investment Firms: New Prudential Regime Update

Of Relevance to: MiFID investment firms, UCITS Management Companies and AIFMs that conduct permissible MiFID activities, particularly those subject to CRD IV As we know, ESMA and the EBA published […] [...]

PRIIPs – Joint Consultation

Of Relevance to: Most firms providing investments or investment services to retail investors, including AIFMs, UCITS Management Companies and Authorised Fund Managers of NURS A joint EBA/EIOPA/ESMA consultation paper (JC […] [...]

Investment Firms: New Prudential Regime Discussion Paper

Of relevance to: MiFID investment firms, UCITS management companies and AIFMs that conduct permissible MiFID activities, particularly those subject to CRD IV In December 2015 a joint ESMA/EBA report was […] [...]

Remuneration: Bonus Cap

Of Relevance to: Firms subject to CRD IV (‘IFPRU Investment Firms’) Remuneration: Bonus Cap The European Banking Authority’s Guidelines on sound remuneration policies were published on 21 December last year. […] [...]

CRD 4: Remuneration and Proportionality

As may be recalled, the consultation paper issued by the EBA on ‘Sound Remuneration Policies’ (CP 2015/3) closed on 4 June 2015 – see Regulatory Roundup 65 for a summary. […] [...]

Tag: EBA

EBA Opinion on Money Laundering and Terrorist Financing Risks: A Call for Enhanced Compliance

Investment Firms: New Prudential Regime Update

PRIIPs – Joint Consultation

Investment Firms: New Prudential Regime Discussion Paper

Remuneration: Bonus Cap

CRD 4: Remuneration and Proportionality

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