FOS - Complyport UK Consultancy Service

FCA Authorisation & The Regulation of Buy-Now Pay-Later Credit Firms

The government is to strengthen the regulation of interest-free Buy-Now Pay-Later agreements, in order to protect the millions of Britons currently utilising this service to manage their finances by spreading […] [...]

How Financial Services Firms Should Handle Complaints During Covid-19

The outbreak of Coronavirus (Covid-19) and the associated public health measures have posed many operational challenges to financial services firms. This includes the handling of consumer complaints and the FCA […] [...]

Eligible Complainants: Professional Clients

As we know, changes to the Handbook were made in 2015 which meant that certain professional clients would be regarded as ‘consumers’ and hence able to have their complaints dealt […] [...]

Complaints and Professional Contacts

Changes are being made to the Handbook which will mean that certain professional clients will be able to have their complaints dealt with under the Financial Ombudsman Service regime and […] [...]

FSCS (and FOS) Exemption

Referring to the article on the FSCS levy a reminder to firms to ensure that, where applicable, they have submitted exemption forms in respect of FSCS and FOS levies. A […] [...]

Tag: FOS

FCA Authorisation & The Regulation of Buy-Now Pay-Later Credit Firms

How Financial Services Firms Should Handle Complaints During Covid-19

Eligible Complainants: Professional Clients

Complaints and Professional Contacts

FSCS (and FOS) Exemption

INSIGHTS & EXPERTISE

NEWS & EVENTS

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Women in Compliance: Navigating Challenges & Embracing Opportunities

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Online Training Course: Your MLRO Training Day

In-Person Training Course: Your MLRO Training Day

Webinar: Is Your AML Compliance Robust Enough?

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