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Tag: Operational Resilience

Complyport UK Consultancy Service > Operational Resilience
  • 05 May 202506 May 2025
  • Latest News

Operational Resilience: Economic Blackout

What Happened  On Monday 28th April 2025, a massive power outage struck Spain and Portugal, plunging millions across the Iberian Peninsula into darkness and disrupting critical infrastructure. The blackout, described […] [...]

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  • 10 March 202510 March 2025
  • Webinars-On-Demand

Webinar On Demand: Fireside Chat: Operational Resilience – Have You Prepared?

Webinar On Demand: Consumer Duty Q&A : Expert Insights and Answers This webinar is now available to view on demand Our webinar ‘Fireside Chat: Operational Resilience – Have You Prepared?” […] [...]

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  • 11 February 202510 February 2025
  • Latest News

Operational Resilience: Preparing for the 31 March 2025 Deadline

Introduction Financial services firms required to comply to the Operational Resilience requirements must do so by 31 March 2025. These requirements stem from the Financial Conduct Authority’s (FCA) Policy Statement […] [...]

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  • 13 December 202406 December 2024
  • Latest News

Operational Resilience Lessons Learned: The CrowdStrike Outage

Introduction The FCA continues to emphasise the necessity for a firm’s operational resilience framework and their ability to deliver important business services in severe circumstances. Following the CrowdStrike outage, the […] [...]

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  • 25 September 2024
  • Latest News

Digital Operational Resilience Act: 4 Months Away

What is DORA? The Digital Operational Resilience Act (DORA) is a significant EU regulation designed to bolster the digital resilience of the financial sector. Effective from January 16th 2023, DORA […] [...]

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  • 19 July 202419 July 2024
  • Latest News

Microsoft Outage: Third Party Disruptions and Cybersecurity

Microsoft’s severe global operational outage that happened today 19th July, caused widespread disruptions across various sectors. This incident had significant implications for businesses and consumers alike, highlighting vulnerabilities in our […] [...]

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  • 09 May 2024
  • Latest News

Operational Resilience in Digital Payments: Deadline Approaching for Payments Institutions

Key Considerations for Payments Institutions With under a year left until the Operational Resilience implementation deadline, firms caught under the FCA Operational Resilience requirements must take prompt action. Entities authorised […] [...]

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  • 12 April 202412 April 2024
  • Latest News

Insurance Compliance in the Spotlight: Complyport Launches Expert Services

  Our industry observations At Complyport, we have observed a pivotal regulatory shift within the insurance sector. This is all but confirmed by the Financial Conduct Authority’s (FCA) Dear CEO […] [...]

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  • 27 March 202427 March 2024
  • Latest News

What is Cybersecurity?

In the digital age, cybersecurity has become a cornerstone for businesses aiming to protect their data and maintain trust with stakeholders. Having robust cybersecurity measures in place is fundamental to […] [...]

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  • 18 March 2024
  • Latest News

Operational Resilience: Act Now not Later

  Operational Resilience is the ability of an organisation to prevent, adapt, respond, recover, and learn from operational disruptions that could affect its performance, customers, or stakeholders. It involves identifying […] [...]

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  • 12 March 2024
  • Latest News

Proactively engage with and manage your cybersecurity risks with SOC2

  SOC 2 is a security and compliance standard that offers guidelines for service organisations to protect sensitive data from unauthorised access, security incidents, and other vulnerabilities. Part of the […] [...]

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  • 26 October 202318 December 2024
  • Latest News

Equifax Breach Draws £11.2 Million Penalty as FCA Affirms Tough Stance on Cybersecurity

The UK’s Financial Conduct Authority (FCA) has demonstrated its commitment to enforcing strong cybersecurity and data protection standards in the financial services industry. This was recently exemplified by the FCA’s […] [...]

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  • 17 August 202318 December 2024
  • Latest News

Operational Resilience, A Growing Challenge: 4 Aspects Financial Firms May Need to Consider

As the financial services industry continues to evolve at an unprecedented pace, operational resilience is at the forefront of concerns for many firms within the UK Financial firms and customers […] [...]

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  • 09 August 202318 December 2024
  • Latest News

Navigating Regulatory Compliance for Payment Service Providers: Becoming a Payment Institution or Electronic Money Institution

In today’s rapidly evolving financial landscape, Payment Service Providers (PSPs) such as payment Institutions (PIs) and Electronic Money Institutions (EMIs) have emerged as pivotal players, facilitating seamless and efficient electronic […] [...]

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  • 02 August 202307 September 2023
  • Latest News

Silicon Valley Bank: A case study into how firms should approach operational resilience

In the aftermath of the banking failure of Silicon Valley Bank (SVB) in March of 2023, it becomes crucial to delve into the events that preceded the collapse, identifying key […] [...]

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  • 25 January 202227 September 2023
  • Latest News

Meeting the FCA’s New Operational Resilience Requirements – Webinar Recording

The release of the FCA’s Operational Resilience Policy (PS21/3) outlines new rules coming into force on 31 March 2022. Firms that fall within scope must have identified their important business […] [...]

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  • 11 January 202207 September 2023
  • Latest News

Update Systems and Processes or Risk Failure to Meet Operational Resilience Deadline

A premium service led by Cybersecurity, Risk, and Organisational Resilience experts helps firms prepare for new expectations from UK financial regulators.   LONDON –With a new policy from the Financial […] [...]

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  • 11 January 202207 September 2023
  • Latest News

Managing the Risk to Your Firm & Dealing with the Regulatory Changes in Operational Resilience

The release of the FCA’s Operational Resilience Policy (PS 21/3) outlines new rules coming into force on 31 March 2022. Firms that fall within scope must have identified their important […] [...]

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INSIGHTS & EXPERTISE

Proactive monitoring and assessment of international Regulatory News and Industry Developments.
  • The Regulatory Gateway for Financial Promotions is Here

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The Regulatory Gateway for Financial Promotions is Here

  • Navigating KYC Challenges in 2024: Insights from the Q&A Session

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Navigating KYC Challenges in 2024: Insights from the Q&A Session

  • Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

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Webinar Recording – KYC: Challenges Around KYC and Best Practices for 2024

  • Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

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Navigating the Financial Promotions Gateway Ahead of the FCA Deadline, 7th February 2024

NEWS & EVENTS

Webinar: Beyond Compliance: What the 2025 Consumer Duty Report Tells Us

Webinar: Unlocking the Power of ViCA, Your AI-Powered Virtual Compliance Assistant

Online Training Course: Your MLRO Training Day

Webinar: Navigating the IFPR Impact: Good and Poor Practices Observed

In-Person Training Course: Your MLRO Training Day

In-Person Training Course: Your MLRO Training Day

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