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26 November 202102 November 2022
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As The Principal firm, Do You Know What Your Appointed Representatives Are Doing?

The FCA’s review of the use of Appointed Representatives (AR) is one of its current priorities, with increased levels of harm across all sectors by ARs being noted. Therefore in […] [...]

14 November 201716 November 2017
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Principals who have Appointed Representatives

Of relevance to: All Principals who have Appointed Representatives (ARs) or Introducer Appointed Representatives (IARs), regardless of sector Having issued an alert in August 2016 which highlighted some of the […] [...]

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As The Principal firm, Do You Know What Your Appointed Representatives Are Doing?

Principals who have Appointed Representatives

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