Private Equity - Complyport UK Consultancy Service

20 November 201429 July 2016
Financial Crime

Anti-Money Laundering Guidance Update

Part II of the Guidance issued by the Joint Money Laundering Steering Group contains sectoral guidance relating to various businesses such as discretionary investment managers and execution-only stockbrokers. It is […] [...]

01 October 201014 March 2017
Financial Crime

FSA Briefing

The FSA held a Wholesale Small Firms’ briefing aimed at Investment Managers and Private Equity firms on 21 September. The briefing included a session on the Remuneration Code with the […] [...]

05 November 200926 July 2017
Latest News

Private Equity & Conflicts of Interest

IOSCO – the International Organization of Securities Commissions – has published a consultation paper on ‘Private Equity Conflicts of Interest’. The working group was chaired by Dan Waters, the FSA’s […] [...]

Tag: Private Equity

Anti-Money Laundering Guidance Update

FSA Briefing

Private Equity & Conflicts of Interest

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