Recovery and Resolution

Complaints

The previous Regulatory Roundup (issue 65) drew attention to changes to the ‘complaints rules’ in DISP which had the effect of classifying certain professional clients as eligible complainants and hence affording […] [...]

Following a consultation paper released last August (see Regulatory Roundups 58, 59 and 60) the FCA published on 16 January PS 15/2 -“Recovery and Resolution Directive: Feedback on CP14/15 and final […] [...]

Recovery and Resolution: Resolution

As we know, the Bank of England (BoE) will be the Resolution Authority for the UK – see ‘Recovery and Resolution’ article in Regulatory Roundup 58 – albeit that the […] [...]

Recovery and Resolution: Simplified Obligations

Regulatory Roundup 58 included an article on the Recovery and Resolution Directive (RRD) which will impact upon ‘institutions’, a term which covers both credit institutions and investment firms (an IFPRU […] [...]

Recovery and Resolution

IFPRU 2.5 (‘Recovery and resolution plans’) is applicable to all IFPRU investment firms and has been in force since the beginning of this year. It must qualify as one of […] [...]

Tag: Recovery and Resolution

Complaints

Recovery and Resolution

Recovery and Resolution: Resolution

Recovery and Resolution: Simplified Obligations

Recovery and Resolution

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