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28 February 201826 March 2018
European Regulation

FCA and PRA multi-firm review on Algorithmic Trading Compliance in Wholesale Markets

Of relevance to: All firms carrying out algorithmic trading in wholesale markets The Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) have been reviewing firms’ algorithmic trading activity and […] [...]

24 April 201726 June 2018
Latest News

PRIIPs: Implementation Date Confirmed

PRIIPs: Implementation Date Confirmed Of Relevance to: Most firms providing investments or investment services to retail investors, including AIFMs, UCITS Management Companies and the Authorised Fund Managers of NURS Firms […] [...]

28 February 201725 July 2017
Latest News

EMIR – Reporting to Trade Repositories Revision

Of Relevance to: Firms subject to EMIR The minimum details to be reported to a Trade Repository currently sit within Regulatory Technical Standards (“RTS”) Delegated Regulation 148/2013, with the format […] [...]

Tag: RTS

FCA and PRA multi-firm review on Algorithmic Trading Compliance in Wholesale Markets

PRIIPs: Implementation Date Confirmed

EMIR – Reporting to Trade Repositories Revision

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