Hong Kong SFC: Manager-in-Charge Requirements
Of Relevance to: Hong Kong Licensed Firms A reminder that the SFC’s rules for the Manager-in-Charge requirements (“MIC Rules”) came into effect on 18 April 2017, with the need for […] [...]
Of Relevance to: Hong Kong Licensed Firms A reminder that the SFC’s rules for the Manager-in-Charge requirements (“MIC Rules”) came into effect on 18 April 2017, with the need for […] [...]
Amongst the various areas for action in the FCA’s Business Plan for 2014/15 that was published in March was work to be carried out in respect of the ‘expectations gap’. […] [...]
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