SFC - Complyport UK Consultancy Service

29 June 201727 July 2017
International

Hong Kong SFC: Manager-in-Charge Requirements

Of Relevance to: Hong Kong Licensed Firms A reminder that the SFC’s rules for the Manager-in-Charge requirements (“MIC Rules”) came into effect on 18 April 2017, with the need for […] [...]

13 January 201725 July 2017
International

Mandatory Use of SFC Online Portal

Of interest to: Hong Kong Licenced Firms Effective 1 February 2017, all Hong Kong Securities and Futures Commission (“SFC”) applications, notifications and annual returns filed by Licensed Representatives (which includes […] [...]

09 March 201622 April 2016
International

Financial Year 2015: Submissions to the Hong Kong SFC

Of Relevance to: Hong Kong Licenced Firms Financial Year 2015: Submissions to the Hong Kong SFC For Hong Kong Licensed Corporations with a fiscal year ending 31 December, there are […] [...]

Tag: SFC

Hong Kong SFC: Manager-in-Charge Requirements

Mandatory Use of SFC Online Portal

Financial Year 2015: Submissions to the Hong Kong SFC

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