US - Complyport UK Consultancy Service

14 November 201716 November 2017
Latest News

Derivatives Trading Platforms

Of relevance to: Any European firm trading in derivatives on authorised US markets Key date: Applicable from 30 September 2017 The European Commission and the US Commodity Futures Trading Commission […] [...]

14 November 201723 November 2017
Latest News

Unbundling Investment Research costs from Trade Execution costs (US)

Of relevance to: All US sub-advisers to FCA-regulated MiFID managers Key date: Applicable from 3 January 2018 until 3 July 2020 In response to concerns that investors could lose access […] [...]

31 August 201601 September 2016
Latest News

EU-US Privacy Shield

Of Relevance to: Firms whose business model involves the transmission of personal data to the US. It may be recalled that in October 2015 the European Court of Justice declared […] [...]

Tag: US

Derivatives Trading Platforms

Unbundling Investment Research costs from Trade Execution costs (US)

EU-US Privacy Shield

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