Webinar On Demand: Consumer Duty Q&A : Expert Insights and Answers
This webinar is now available to view on demand
Our webinar on AML Check-Up: Is Your Firm in Good Health? was held on August 28th, 2024. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant, powered by AI.
This webinar is now available to view on demand
Our webinar on AML Check-Up: Is Your Firm in Good Health? was held on August 28th, 2024. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant, powered by AI.
Access the Recorded Webinar & vIca
- To access the recorded session, please fill out the above form
- After submission, you will receive a link to the YouTube video
- By completing the form you will also get access to ViCA, our Virtual Compliance Assistance (20-queries for FREE, no Credit Card or Subscription is required to test)
Access Webinar and ViCA by completing this form
Thomas Salmon
Solutions Executive
+44 (0)20 7399 4980
thomas.salmon@complyport.co.uk
Access Webinar and ViCA by completing this form
Webinar AGENDA:
- Unpacking the latest updates in AML regulations
- Discussing the benefits of an AML Health Check
- Outlining the key components of an AML Health Check
AML Check-Up: Is Your Firm in Good Health. Why is important?
In the ever-evolving world of Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulations, businesses must continuously adapt their operations, systems, and procedures to stay compliant. Failure to do so can result in severe consequences, including fines, legal actions, and reputational damage.
An AML Health Check, as provided by Complyport, is a thorough assessment of a business’s compliance with AML regulations. It involves evaluating the company’s policies, procedures, systems, and controls to ensure they effectively identify, assess, monitor, and mitigate money laundering risks.
The new Anti-Money Laundering (AML) package, published on June 19, 2024, in the Official Journal of the European Union, represents a significant step forward in standardizing and strengthening AML regulations across the EU. This follows the Council’s adoption of the AML ‘single rulebook’ regulation, the 6th AML Directive, and the AML Authority Regulation on May 30, 2024, along with proposed amendments. The main objectives of this AML package are to harmonize AML rules across the EU, enforce stricter measures against money laundering and terrorist financing, and enhance the financial system’s protection.
Thomas Salmon
Solutions Executive
+44 (0)20 7399 4980
thomas.salmon@complyport.co.uk
Why choose Complyport?
-
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations. -
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively. -
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
-
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities. -
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility. -
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
