Webinar On Demand: Expert Witness Services in Compliance

Webinar On Demand: Consumer Duty Q&A : Expert Insights and Answers

This webinar is now available to view on demand

Our webinar on Expert Witness Services was held on October 10th, 2024. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant,  powered by AI.

This webinar is now available to view on demand

Our webinar on Expert Witness Services was held on October 10th, 2024. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant,  powered by AI.

Access the Recorded Webinar & vIca
  • To access the recorded session, please fill out the above form 
  • After submission, you will receive a link to the YouTube video
  • By completing the form you will also get access to ViCA, our Virtual Compliance Assistance (20-queries for FREE, no Credit Card or Subscription is required to test)
Access Webinar and ViCA by completing this form
Thomas Salmon-Complyport

Thomas Salmon
Solutions Executive

+44 (0)20 7399 4980
thomas.salmon@complyport.co.uk

Access Webinar and ViCA by completing this form
Webinar AGENDA:
  • Exploring when a firm would need expert input, including scenario examples
  • Examining how a firm can assess if they need expert input
  • Discussing how to prepare for expert intervention
  • Identifying a firm’s obligations when dealing with an expert
  • Outlining how to follow through with the advice given
Why is important?

In the complex and ever-evolving landscape of regulatory compliance, expert services are crucial for ensuring that organisations meet their legal obligations effectively. These services include advisory roles, strategic planning, documentation support, and in-depth audits, provided by professionals with specialised knowledge in compliance regulations and industry standards. Engaging with experts helps organisations mitigate risks, avoid penalties, and maintain a robust compliance framework.

Key components of these expert services include expert witnesses, who are engaged during legal disputes or investigations to clarify technical details or assess professional standards, and skilled persons, who are appointed by regulatory bodies to conduct detailed reviews and assessments, ensuring compliance with specific regulations or addressing areas of concern within an organisation. Together, these experts provide essential support in navigating regulatory challenges and legal complexities.

Thomas Salmon-Complyport

Thomas Salmon
Solutions Executive

+44 (0)20 7399 4980
thomas.salmon@complyport.co.uk

Why choose Complyport?

Extensive Regulatory Expertise

With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Client-Centric Approach

We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.

Innovative Fintech, Regtech, and AI Solutions

Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

key figures

Over

22 Years

Providing Compliance Excellence

Over

1,000

Successful FCA and EU Authorisations

Over

600

Active Firms Receiving Regulatory Support
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