Webinar On Demand: Navigating the IFPR Impact: Good and Poor Practices Observed
this webinar is now available to view on demand
Our webinar ”Navigating the IFPR Impact: Good and Poor Practices Observed” was held on May 6th, 2025. The webinar is now available on demand, and you can download it by filling out the form. By providing your data you can also access ViCA, our Virtual Compliance Assistant, powered by AI.
Access the Recorded Webinar & vIca
- To access the recorded session, please fill out the above form
- After submission, you will receive a link to the YouTube video
- By completing the form you will also get access to ViCA, our Virtual Compliance Assistance (20-queries for FREE, no Credit Card or Subscription is required to test)
Webinar AGENDA:
- Developing a Clear Strategy & Scope – Prioritising high-risk cases, ensuring data integrity, and managing stakeholder expectations.
- Backlog Clearing Best Practices – Implementing efficient processes to address outstanding files while maintaining compliance standards.
- Managing Resources & Timelines – Addressing bottlenecks, balancing cost pressures, and understanding the remediation J-curve.
- Building a Strong Compliance Culture
- Ensuring senior management accountability and fostering collaboration between teams and clients.
- Ensuring Documentation & Continuous Improvement – Strengthening compliance frameworks and preventing future regulatory issues.
Why is important?
Since its implementation, the Investment Firms Prudential Regime (IFPR) has introduced a transformative framework for investment firms in the UK. While many firms have successfully adapted, others have faced challenges in meeting compliance requirements. This webinar explored the impact of the IFPR to UK Investment Firms, the good practices that have emerged, the pitfalls some firms have encountered and actionable insights for navigating the IFPR landscape effectively.
Alla Konnikov
Managing Director
+44 (0)20 7399 4980
akonnikov@complyport.co.uk
Why choose Complyport?
-
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations. -
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively. -
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
-
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities. -
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility. -
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
Extensive Regulatory Expertise
With over 22 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
Client-Centric Approach
We prioritise open and transparent communication, building strong relationships with our clients based on trust and mutual respect. Our commitment to excellence ensures that we deliver high-quality services with courtesy, patience, and flexibility.
Innovative Fintech, Regtech, and AI Solutions
Leveraging cutting-edge fintech, regtech, and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
