Webinar: Whistleblowing – A Practical Guide For Compliance Teams
Date: 12 July 2016
Time: 14:30 BST
Much has been talked about whistleblowing recently with the introduction of the Senior Managers Regime (SMR) and the soon to be live Market Abuse Regulation (MAR) in the UK but little has focused on the practicalities and how firms and compliance managers should handle this sensitive area. Are there any useful comparisons or lessons to be learned from the US?
Complyport and Compliance Science, together with Intersol Global are excited to announce a partnered webinar on Whistleblowing in 2016. The discussion will aim to give Compliance Managers a transatlantic perspective on the state of whistleblowing in 2016 and share some insights on what the regulators are looking for and how compliance teams can respond.
In this interactive webinar you will hear from three experts from the world of compliance:
- Ron Gould, Chairman, Compliance Science
- Paul Grainger, CEO, Complyport
- Ian Hynes, CEO, Intersol Global
The key areas to be discussed will include:
- Compare and contrast the different approaches to whistleblowing in the US and Europe
- Review the regulators’ requirements and guidance for firms in this area
- Share some examples of whistleblowing with both positive and negative outcomes
- Discuss methods firms can use to encourage and protect whistleblowers
- Offer some practical guidelines for compliance teams to manage whistleblowing
To ensure you don’t miss this opportunity to understand more about this specialised area that is increasing in importance and attention from all stakeholders register here.
