Luis leads Complyport’s RegTech solution as Director of ComplyPortal, simplifying our client’s ability to meet their regulatory obligations. He is responsible for the day-to-day management of ComplyPortal and oversees the delivery of ComplyPortal’s compliance management software solutions to clients, ensuring their compliance processes and frameworks are streamlined, easy to manage and secure. Specifically, the modules Luis uses to assist firms with include compliance & risk monitoring, keeping track of important documents, policies, and procedures that are the heart of a good Governance, Risk Management, and Compliance cycle.
Luis has previously worked for a Fortune Global 500 company delivering document management solutions for legal and compliance needs. His work focused on creating efficiency and increased insight to information locked in unstructured data sources such as contracts and other records.
His experience with change management has helped him lead efforts to establish and implement best practices within legal and compliance service areas, enabling clients to adopt technology into their current processes. Luis has facilitated clients to employ advanced technology tools, including cognitive learning, advanced analytics, and automation tools. This has aided clients to manage through mountains of data for a variety of tasks, such as: research, investigation, compliance and data or document management efforts.
He attended Loyola Marymount University and holds a B.A. in Business Administration and attended the MBA program at Pepperdine Graziadio Business School in Los Angeles.